Amended Statement of Ownership (sc 13g/a)
February 13 2018 - 4:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE
13G/A
Amendment No. 2
(Rule
13d-102)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES
13d-1(b),
(c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE
13d-2(b)
Veritex Holdings, Inc.
(Name of Issuer)
Common
Stock, par value $0.01 per share
(Title of Class of Securities)
923451108
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
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CUSIP No. 923451108
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13G/A
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1
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NAME OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
SunTx Veritex Holdings, LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
*
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES*
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0.0% **
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12
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TYPE OF REPORTING PERSON*
PN
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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CUSIP No. 923451108
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13G/A
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1
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NAME OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
SunTx Capital Partners II GP, LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
*
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Texas
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES*
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0.0% **
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12
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TYPE OF REPORTING PERSON*
PN, HC
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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CUSIP No. 923451108
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13G/A
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1
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NAME OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
SunTx Capital II Management Corp.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
*
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Texas
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES*
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0.0% **
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12
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TYPE OF REPORTING PERSON*
CO, IA
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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CUSIP No. 923451108
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13G/A
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1
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NAME OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Ned N. Fleming, III
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
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(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States of
America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
875
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
875
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
875
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES*
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
0.0% **
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12
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TYPE OF REPORTING PERSON*
IN, HC
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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SCHEDULE 13G/A
This Amendment No. 2 to the Schedule 13G (this Amendment No. 2) is being filed to update the information set forth in the initial
Schedule 13G filed with the Securities and Exchange Commission on February 17, 2015, as subsequently amended and restated as of February 13, 2017 pursuant to Amendment No. 1 to the Schedule 13G (together, the Original Schedule
13G and, together with this Amendment No. 2, the Schedule 13G). This Amendment No. 2 is filed on behalf of SunTx Veritex Holdings, LP, SunTx Capital Partners II GP, LP, SunTx Capital II Management Corp. and Ned N. Fleming
III relating to shares of Common Stock, par value $0.01 per share (the Common Stock), of Veritex Holdings, Inc., a Texas corporation (the Issuer). The Original Schedule 13G is hereby amended and restated to read as follows:
Item 1(a)
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Name of Issuer.
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Veritex Holdings, Inc.
Item 1(b)
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Address of Issuers Principal Executive Offices.
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8214 Westchester Drive, Suite 400
Dallas, Texas 75225
Item 2(a)-(c) Name of Person
Filing.
Address of Principal Business Office, or, if none, Residence.
Place of Organization.
This Schedule 13G is jointly filed
by:
(i) SunTx Veritex Holdings, LP (the Fund), a Delaware limited partnership;
(ii) SunTx Capital Partners II GP, LP (the Fund GP), a Texas limited partnership and the general partner of the Fund, with respect to the Common
Stock held by the Fund;
(iii) SunTx Capital II Management Corp. (the Fund GP Corp), a Texas corporation and the general partner of the
Funds general partner and the investment manager to the Fund, with respect to the Common Stock held by the Fund;
(iv) Ned N. Fleming, III, a United
States citizen and director of Fund GP Corp, with respect to the Common Stock held by the Fund and him individually.
The persons identified in
(i) through (iv) above are herein referred to as the Reporting Persons.
Neither the fact of this filing nor anything contained
herein shall be deemed to be an admission by the Reporting Persons that they have formed a group.
The principal place of business for each of the
Reporting Persons is 5420 LBJ Freeway, Suite 1000, Dallas, Texas 75240.
Item 2(d)
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Title of Class of Securities.
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Common Stock, par value $0.01 per share
923451108
Item 3
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If this statement is filed pursuant to
§§240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the person filing is a.
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Not applicable
(a)-(b) As of the date hereof, the following is the beneficial ownership and percentage
of the Issuers Common Stock outstanding for each of the Reporting Persons:
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Name of Reporting Person
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Number of
Shares of
Common
Stock
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Total Number
of Shares of
Common Stock
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Percentage of Class
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Fund
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0
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0
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0.0
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%
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Fund GP
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0
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0
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0.0
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%
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Fund GP Corp
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0
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0
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0.0
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%
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Ned N. Fleming, III
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875
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875
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0.0
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%
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The approximate percentage of Common Stock reported as beneficially owned by each of the Reporting Persons is based upon
22,648,718 shares of Common Stock outstanding as of October 25, 2017, as reported in the Issuers
10-Q
filed on October 26, 2017.
(c) Ned N. Fleming, III has the sole right to vote and dispose of the shares of Common Stock held by him individually.
Item 5
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that
as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following [X].
Item 6
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Ownership of More Than Five Percent on Behalf of Another Person.
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Not applicable.
Item 7
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
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Not applicable.
Item 8
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Identification and Classification of Members of the Group.
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Not applicable.
Item 9
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Notice of Dissolution of Group.
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Not applicable.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: February 13, 2018
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SUNTX VERITEX HOLDINGS, LP
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By:
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SunTx Capital Partners II GP, LP,
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its general partner
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By:
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SunTx Capital II Management Corp.,
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its general partner
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By:
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/s/ Ned N. Fleming, III
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Ned N. Fleming, III, President
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SUNTX CAPITAL PARTNERS II GP, LP
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By:
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SunTx Capital II Management Corp.,
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its general partner
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By:
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/s/ Ned N. Fleming, III
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Ned N. Fleming, III, President
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SUNTX CAPITAL II MANAGEMENT CORP.
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By:
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/s/ Ned N. Fleming, III
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Ned N. Fleming, III, President
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/s/ Ned N. Fleming, III
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Ned N. Fleming, III
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