Current Report Filing (8-k)
September 29 2017 - 6:05AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported)
|
September
27, 2017
|
TWO
RIVERS WATER & FARMING COMPANY
(Exact
name of registrant as specified in charter)
Colorado
(State
or other jurisdiction of incorporation)
000-51139
|
|
13-4228144
|
(Commission
File Number)
|
|
(IRS
Employee Identification No.)
|
|
3025
South Parker Rd. Aurora, CO. 80014
|
|
80222
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code
|
(303)
222-1000
|
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
[ ]
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter).
SECTION
7 – REGULATION FD DISCLOSURE
ITEM
7.01 Regulation FD Disclosure
Press
Release
The
information in this Item 7.01 of this Current Report is furnished pursuant to Item 7.01 and shall not be deemed “filed”
for any purpose, including for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that
Section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference into any filing under
the Securities Act or the Exchange Act regardless of any general incorporation language in such filing.
Two
Rivers Water & Farming announces the execution of a three-year, $5 million equity financing agreement.
The
text of the press release is attached herewith as Exhibit 99.1.
SECTION
9 – FINANCIAL STATEMENTS AND EXHIBITS
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits
|
The
followin g is a complete list of exhibits filed as part of this Report. Exhibit numbers correspond to the numbers in the
exhibit table of Item 601 of Regulation S-K.
|
SIGNATURE
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
TWO
RIVERS WATER & FARMING COMPANY
|
|
(Registrant)
|
|
|
|
Dated:
September 28, 2017
|
By:
|
/s/
Bill Gregorak
|
|
|
Bill
Gregorak, Chief Financial Officer
|
EXHIBIT
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