Initial Statement of Beneficial Ownership (3)

Date : 08/01/2018 @ 8:40PM
Source : Edgar (US Regulatory)
Stock : Union Pacific Corp. (UNP)
Quote : 139.78  0.0 (0.00%) @ 2:08PM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Tennison Lynden L

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2018 

3. Issuer Name and Ticker or Trading Symbol

UNION PACIFIC CORP [UNP]

(Last)        (First)        (Middle)

1400 DOUGLAS STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
EVP & CHIEF STRATEGY OFFICER /

(Street)

OMAHA, NE 68179       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   (1) 62428   D    
Common Stock   (2) 3537.8434   I   by Managed Account  
Common Stock   28004   I   by Spouse  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)   (3) 2/4/2017   (3) 2/4/2026   Common Stock   40488   $75.52   D    
Non-Qualified Stock Option (right to buy)   (3) 2/6/2015   (3) 2/6/2024   Common Stock   21810   $87.56   D    
Non-Qualified Stock Option (right to buy)   (3) 2/2/2018   (3) 2/2/2027   Common Stock   26385   $107.3   D    
Non-Qualified Stock Option (right to buy)   (3) 2/5/2016   (3) 2/5/2025   Common Stock   21960   $122.85   D    
Non-Qualified Stock Option (right to buy)   (3) 2/8/2019   (3) 2/8/2028   Common Stock   22122   $124.86   D    

Explanation of Responses:
(1)  Includes unvested restricted stock units and unvested Long Term Plan performance units.
(2)  Includes holdings in employee 401(k) benefit plan as of Transaction Date.
(3)  This option becomes exercisable in three equal installments starting one year from the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Tennison Lynden L
1400 DOUGLAS STREET
OMAHA, NE 68179


EVP & CHIEF STRATEGY OFFICER

Signatures
By: Trevor L. Kingston, Attorney-in-Fact For: Lynden L. Tennison 8/1/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Union Pacific (NYSE:UNP)
Historical Stock Chart

1 Year : From Dec 2017 to Dec 2018

Click Here for more Union Pacific Charts.

Union Pacific (NYSE:UNP)
Intraday Stock Chart

Today : Wednesday 19 December 2018

Click Here for more Union Pacific Charts.

Latest UNP Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts


Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.


NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.