Current Report Filing (8-k)
August 20 2018 - 5:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 20, 2018
GI DYNAMICS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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000-55195
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84-1621425
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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P.O. Box 51915
Boston, MA 02205
(Address
of principal executive offices and zip code)
Registrants telephone number, including area code:
(781) 357-3300
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§ 240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 7.01
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Regulation FD Disclosure.
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On August 20, 2018, GI Dynamics, Inc. (the Company) updated its corporation presentation (the Corporate Presentation), which the
Company expects to present from time to time and will be made available by the Company on its website or distributed by the Company in hardcopy or electronic form.
A copy of the Companys updated Corporate Presentation is attached as Exhibit 99.1 to this Current Report on Form
8-K.
The Corporate Presentation is current as of August 20, 2018, and the Company disclaims any obligation to update the Corporate Presentation after such date.
The information in this Item 7.01 of this Current Report on Form
8-K
(including Exhibit 99.1) is intended to be
furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or otherwise subject to the liabilities of that Section, nor shall such
information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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GI DYNAMICS, INC.
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Dated: August 20, 2018
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/s/ Dave Bruce
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Dave Bruce
Director of Finance and
Secretary
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