JPMorgan Securities Plc Form 8.5 (EPT/RI)-Smith (DS) plc Amend
May 10 2024 - 12:25PM
RNS Regulatory News
RNS Number : 0555O
JPMorgan Securities Plc
10 May 2024
AMENDMENT
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the "Code")
1. KEY
INFORMATION
(a) Name of exempt principal
trader:
|
J.P. Morgan Securities
Plc
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Smith (DS)
plc
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
Corporate broker to Smith
(DS) plc
|
(d) Date dealing
undertaken:
|
8 May 2024
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If it is a cash offer or
possible cash offer, state "N/A"
|
Yes, International Paper
Company
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
10p
ordinary
|
Purchase
Sale
|
6,976,435
6,374,704
|
3.6560 GBP
3.6380 GBP
|
3.5808 GBP
3.5640 GBP
|
(b) Cash-settled
derivative transactions
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
10p
ordinary
|
Equity Swap
|
Decrease
Long
Decrease
Short
Increase
Long
Increase
Short
Opening a long
position
Opening a short
position
|
3,188
280
13,507
6,521
361
270
3,264
2,293
1,217
911
17,722
1,776
1,390
506
36,020
36,817
6,826
3,930
74,657
10,418
15,483
7,763
16,297
103
8,443
5,978
1,856
11,050
7,226
3,408
6,896
7,724
109,497
93,725
1,578
1,370,661
1,520
21,873
1,714
326
14,930
35,000
6,776
345,081
538,135
448,287
289,868
207,243
|
3.6205 GBP
3.6308 GBP
3.5972 GBP
3.5985 GBP
3.6078 GBP
3.6085 GBP
3.6086 GBP
3.6089 GBP
3.6118 GBP
3.6123 GBP
3.6124 GBP
3.6126 GBP
3.6133 GBP
3.6146 GBP
3.6164 GBP
3.6172 GBP
3.6183 GBP
3.6198 GBP
3.6200 GBP
3.6226 GBP
3.6234 GBP
3.6294 GBP
3.6302 GBP
3.6227 GBP
3.6239 GBP
3.5785 GBP
3.5808 GBP
3.5884 GBP
3.5894 GBP
3.5988 GBP
3.5998 GBP
3.6023 GBP
3.6138 GBP
3.6141 GBP
3.6173 GBP
3.6174 GBP
3.6184 GBP
3.6206 GBP
3.6234 GBP
3.6248 GBP
3.6249 GBP
4.5353 GBP
3.6200 GBP
4.5193 GBP
4.5305 GBP
4.5335 GBP
4.5364 GBP
4.5427 GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
|
|
|
|
|
|
|
(ii)
Exercise
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no
such agreements, arrangements or understandings, state
"none"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
None
|
Date of disclosure:
|
10 May 2024
|
Contact name:
|
Natasha
Mondon
|
Telephone number:
|
01202
325175
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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