ReNeuron Group plc Holding(s) in Company (3291S)
March 16 2021 - 3:10AM
UK Regulatory
TIDMRENE
RNS Number : 3291S
ReNeuron Group plc
16 March 2021
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Reneuron Group Plc
underlying issuer of existing shares
to which voting rights are attached
(ii) :
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii) :
3. Details of person subject to the notification obligation (iv)
Name Richard Griffiths and Controlling
Undertakings
City and country of registered office St Helier, Jersey
(if applicable)
4. Full name of shareholder(s) (if different from 3) (v)
Name
City and country of registered office
(if applicable)
5. Date on which the threshold was 12 March 2021
crossed or reached (vi) :
6. Date on which issuer notified (DD/MM/YYYY): 15 March 2021
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
Resulting situation
on the date
on which threshold
was crossed
or reached 6.76% 0.00% 6.76% 56,855,705
Position of
previous notification
(if
applicable) 5.03% 0.00% 5.03%
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
Ordinary
GB00BF5G6K95 3,843,642 6.76%
SUBTOTAL 8. A 3,843,642 6.76%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (x) Conversion Period rights that may rights
(xi) be acquired if
the instrument
is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting % of voting rights Total of both
rights if it through financial if it equals
equals or is instruments if or is higher
higher than it equals or than the notifiable
the notifiable is higher than threshold
threshold the notifiable
threshold
Cream Capital Limited 2.51% 2.51%
Serendipity Capital Limited 1.90% 1.90%
Richard Griffiths and family 2.35% 2.35%
Total 6.76% 6.76%
10. In case of proxy voting, please identify:
Name of the proxy holder NA
The number and % of voting rights held NA
The date until which the voting rights will NA
be held
11. Additional information (xvi)
This TR1 represents a notification which should have been released to
the market on the threshold date noted in box 5 above. The notification
was not made due to a reporting oversight.
Place of completion St Helier, Jersey
Date of completion 15 March 2021
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END
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