PJF Prospect Japan

 
TIDMPJF 
 
For filings with the FCA include the annex 
For filings with issuer exclude the annex 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
1. Identity of the issuer or the underlying                      Prospect Japan Fund Ltd 
issuer of existing shares to which voting rights 
are attached: ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                  X 
 
An acquisition or disposal of qualifying financial instruments which 
may result in the acquisition of shares already issued to which voting 
rights are attached 
 
An acquisition or disposal of instruments with similar economic effect 
to qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify): 
 
3. Full name of person(s) subject to                      Permal Investment Holdings N.V. 
the notification obligation: iii 
 
4. Full name of shareholder(s)            BNY Mellon (FBO Permal Investment Holdings N.V) 
(if different from 3.):iv 
 
5. Date of the transaction and date                                       30 January 2015 
on which the threshold is crossed or reached: v 
 
6. Date on which issuer notified:                                        03 February 2015 
 
7. Threshold(s) that is/are crossed                                                    5% 
or reached: vi, vii 
 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type   Situation previous      Resulting situation after the triggering 
of           to the triggering       transaction 
shares       transaction 
 
             Number      Number      Number     Number of voting   % of voting rights 
if possible  of          of          of shares  rights             x 
using        Shares      Voting 
the ISIN                 Rights      Direct     Direct xi Indirect Direct    Indirect 
CODE                                                        xii 
 
GB00B011QL44 4,928,572  4,928,572               4,178,572          4.52% 
 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial Expiration Exercise/           Number of voting     % of voting 
instrument        date xiii  Conversion Period   rights that may be   rights 
                             xiv                 acquired if the 
                                                 instrument is 
                                                 exercised/ 
                                                 converted. 
 
N/A 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of       Exercise Expiration Exercise/  Number of voting     % of voting 
financial     price    date xvii  Conversion rights instrument    rights xix, xx 
instrument                        period     refers to 
                                  xviii 
 
N/A                                                               Nominal    Delta 
 
Total (A+B+C) 
 
Number of voting rights                 Percentage of voting rights 
 
4,178,572                               4.52% 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
Permal Investment Holdings NV (4,178,572 shares and voting rights of 4.52% - 
down from 9.97% at the time of the last filing). 
 
Proxy Voting: 
 
10. Name of the proxy holder:                     N/A 
 
11. Number of voting rights proxy holder will 
cease to hold: 
 
12. Date on which proxy holder will cease to hold voting rights: 
 
                                       The change in percentage of voting 
13. Additional information:            rights is due to Permal Investment 
                                       Holdings NV ("PIH") selling 750,000 
                                       shares, which caused PIH's ownership to 
                                       decrease from 5.33% (representing a 
                                       holding of 4,982,572 shares) to 4.52% 
                                       (representing a holding of 4,178,572 
                                       shares). 
 
14. Contact name:                      Glyn Clark 
 
15. Contact telephone number:          +44 20 7382 1358 
 
 
 
END 
 

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