Holding(s) in Company
July 24 2008 - 8:51AM
UK Regulatory
RNS Number : 8188Z
Prospect Japan Fund Ld
24 July 2008
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
The Prospect Japan Fund Limited
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
2. Reason for notification (yes/no)
Yes
An acquisition or disposal of voting rights
No
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are
attached
Yes
An event changing the breakdown of voting rights
No
Other (please specify):
* Permal Japan Holdings N.V.
3. Full name of person(s) subject to notification obligation: * Permal Investment Management Services
Limited
* Permal Asset Management Inc.
* Japan Omnibus Ltd
Japan Omnibus Ltd
4. Full name of shareholder(s) (if different from 3):
6 March 2008
5. Date of transaction (and date on which the threshold is crossed or reached if different):
23 July 2008
6. Date on which issuer notified:
30%
7. Threshold(s) that is/are crossed or reached:
8: Notified Details
A: Voting rights attached to shares
Class/type of shares Situation previous to the triggering Resulting situation after the triggering transaction
If possible use ISIN code transaction
Number of shares Number of voting Number of shares Number of voting
rights Percentage of voting rights
rights
Direct
Indirect Direct Indirect
Ordinary shares of US$0.001 30,254,855 30,254,855 30,214,855 30,214,855
0 29.99% 0%
(GB00B11QL44)
(The interest of Japan Omnibus Ltd is direct and the interests of Permal Japan Holding N.V., Permal Investment Management Services Limited
and Permal Asset Management Inc. are indirect - see box 9 below. See also box 13
below)
B: Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date Exercise/ conversion No. of voting rights Percentage of voting
period/date that may be acquired rights
(if the instrument
exercised/converted)
Total (A+B)
Number of voting rights Percentage of voting rights
30,214,855 29.99%
9. Chain of controlled undertakings through which the voting rights and /or
the financial instruments are effectively held, if applicable:
Permal Asset Management Inc. 30,214,855 indirect voting rights (29.99%)
Permal Investment Management Services Limited 30,214,855 indirect voting
rights (29.99%)
Permal Japan Holdings N.V. 30,214,855 indirect voting rights (29.99%)
Japan Omnibus Ltd 30,214,855 direct voting rights (29.99%)
Proxy Voting:
10. Name of proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: The indirect voting rights of Permal Asset
Management Inc. and Permal Investment Management
Services Limited are held as asset managers to
Permal Japan Holdings N.V. Omnibus Japan Ltd is
a wholly-owned subsidiary of Permal Japan
Holdings N.V.
Omnibus Japan Ltd has held voting rights in
excess of 25% since 20 January 2007 (when DTR5
came into force). As a result of changes in the
total number of voting rights the holding has
exceeded 30% but is now below 30%.
Neither Permal Japan Holdings N.V., Omnibus
Japan Ltd. nor any other Permal entity intends
to acquire shares representing 30% or more of
the voting rights of the Company.
14 Contact name: Michael McDonough, Senior Vice President and
General Counsel, Permal Investment Management
Services Limited
15. Contact telephone: 020 7389 1336
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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