Holding(s) in Company
July 24 2007 - 6:46AM
UK Regulatory
RNS Number:7469A
Prospect Japan Fund Ld
24 July 2007
Form TR-1 with annex. FSA Version 2.1 updated April 2007
+----------------------------------------+
|For filings with the FSA include the |
|annex |
| |
|For filings with issuer exclude the |
|annex |
+----------------------------------------+
+-----------------------------------------------------------------------------+
|TR-1: Notifications of Major Interests in Shares |
+-----------------------------------------------------------------------------+
+-----------------------------------------------+-------------------------------+
| |PROSPECT JAPAN FUND LIMITED |
| | |
|1. Identity of the issuer or the underlying | |
|issuer of existing shares to which voting | |
|rights are attached: | |
+-----------------------------------------------+-------------------------------+
| |
| |
|2. Reason for notification (yes/no) |
+--------------------------------------------------------------------+----------+
| |X |
| | |
|An acquisition or disposal of voting rights | |
+--------------------------------------------------------------------+----------+
| | |
| | |
|An acquisition or disposal of financial instruments which may result| |
|in the acquisition of shares already issued to which voting rights | |
|are attached | |
+--------------------------------------------------------------------+----------+
| | |
| | |
|An event changing the breakdown of voting rights | |
+--------------------------------------------------------------------+----------+
| | |
| | |
|Other (please specify):______________ | |
+---------------------------------------+----------------------------+----------+
| |British Empire Securities and General |
| |trust plc |
|3. Full name of person(s) subject to | |
|notification obligation: | |
+---------------------------------------+---------------------------------------+
| |JPMorgan-Chase Nominees Limited a/c |
| |CREST BT01C |
|4. Full name of shareholder(s) (if | |
|different from 3): | |
+---------------------------------------+---------------------------------------+
| |18 July 2007 |
| | |
|5. Date of transaction (and date on | |
|which the threshold is crossed or | |
|reached if different): | |
+---------------------------------------+---------------------------------------+
| |23 July 2007 |
| | |
|6. Date on which issuer notified: | |
+---------------------------------------+---------------------------------------+
| |6% |
| | |
|7. Threshold(s) that is/are crossed or | |
|reached: | |
+---------------------------------------+-------+--------------------+----------+
+---------------------------------------+-------+--------------------+----------+
+----------------------------------------------------------------------------------+
|8: Notified Details |
+----------------------------------------------------------------------------------+
|A: Voting rights attached to shares |
| |
| |
+---------+-------------------+----------------------------------------------------+
|Class/ |Situation previous |Resulting situation after the triggering transaction|
|type of |to the triggering | |
|shares |transaction | |
| +---------+---------+---------+--------------------+---------------------+
|If |Number of|Number of|Number of|Number of voting |Percentage of voting |
|possible |shares |voting |shares |rights |rights |
|use ISIN | |rights | +---------+----------+----------+----------+
|code | | | | | | | |
| | | | | | | | |
| | | | |Direct |Indirect |Direct |Indirect |
+---------+---------+---------+---------+---------+----------+----------+----------+
|GB00B011QL44 |
| |
|Ord. USDO.001 |
| |
| 9,195,551 9,195,551 7,132,778 7,132,778 6.98% |
+---------+---------+---------+---------+---------+----------+----------+----------+
+---------+---------+---------+---------+---------+----------+----------+----------+
+--------------------------------------------------------------------------------+
|B: Financial Instruments |
| |
| |
+--------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
| |
| |
+---------------+---------------+---------------+----------------+---------------+
|Type of |Expiration date|Exercise/ |No. of voting |Percentage of |
|financial | |conversion |rights that may |voting rights |
|instrument | |period/date |be acquired (if | |
| | | |the instrument | |
| | | |exercised/ | |
| | | |converted) | |
+---------------+---------------+---------------+----------------+---------------+
|n/a | | | | |
| | | | | |
| | | | | |
+---------------+---------------+---------------+----------------+---------------+
+-----------------------------------------------------------------------------+
|Total (A+B) |
| |
| |
+--------------------------------------+--------------------------------------+
|Number of voting rights |Percentage of voting rights |
+--------------------------------------+--------------------------------------+
|7,132,778 |6.98% |
+--------------------------------------+--------------------------------------+
+-----------------------------------------------------------------------------+
|9. Chain of controlled undertakings through which the voting rights and /or |
|the financial instruments are effectively held, if applicable: |
+-----------------------------------------------------------------------------+
|JPMorgan-Chase Nominees Limited acts as custodian for British Empire |
|Securities and General Trust plc |
+-----------------------------------------------------------------------------+
+-----------------------------------------------------------------------------+
|Proxy Voting: |
| |
| |
+--------------------------------------+--------------------------------------+
|10. Name of proxy holder: | |
| | |
| | |
+--------------------------------------+--------------------------------------+
|11. Number of voting rights proxy | |
|holder will cease to hold: | |
| | |
| | |
+--------------------------------------+--------------------------------------+
|12. Date on which proxy holder will | |
|cease to hold voting rights: | |
| | |
| | |
+--------------------------------------+--------------------------------------+
+--------------------------------------+--------------------------------------+
|13. Additional information: |Phoenix Administration Services |
| |Limited is the Company Secretary of |
| |British Empire Securities and General |
| |Trust PLC |
+--------------------------------------+--------------------------------------+
|14 Contact name: |Phoenix Administration Services |
| |Limited |
| | |
+--------------------------------------+--------------------------------------+
|15. Contact telephone name: |01245 398 950 |
| | |
| | |
+--------------------------------------+--------------------------------------+
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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