Petra Diamonds Holding(s) in Company
March 16 2021 - 9:31AM
UK Regulatory
TIDMPDL
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer PETRA DIAMONDS LTD
of existing shares to which voting rights are
attachedii :
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Bank of America Corporation
City and country of registered office (if Wilmington, DE, United States
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name Merrill Lynch International
City and country of registered office (if London, United Kingdom
applicable)
5. Date on which the threshold was crossed or 11/03/2021
reachedvi :
6. Date on which issuer notified (DD/MM/YYYY): 15/03/2021
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of Total number
rights attached through financial both in % of voting
to shares (total instruments (total of (8.A + rights held in
of 8. A) 8.B 1 + 8.B 2) 8.B) issuervii
Resulting situation on 7.610% 0.003% 7.612% 9,710,089,272
the date on which
threshold was crossed
or reached
Position of previous Below Notifiable Below Notifiable Below
notification (if Threshold Threshold Notifiable
applicable) Threshold
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if Number of voting rights % of voting rights
possible) ix
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
BMG702781417 0 738,907,220 0.000% 7.610%
SUBTOTAL 8. A 738,907,220 7.610%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise / Number of voting rights % of voting
instrument datex Conversion that may be acquired if rights
Period xi the instrument is
exercised / converted.
Right to Recall N/A N/A 235,149 0.002%
SUBTOTAL 8. B 235,149 0.002%
1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
(1) (b)
Type of Expiration date Exercise / Physical or Number of % of voting
financial x Conversion cash voting rights rights
instrument Period xi settlement xii
Swap 31/10/2023 N/A Cash 12,526 0.000%
SUBTOTAL 8. B 12,526 0.000%
2
9. Information in relation to the person subject to the notification obligation
(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii
[X] Full chain of controlled undertakings through which the voting rights and/
or the financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting % of voting Total of both if
rights if it rights through it equals or is
equals or is financial higher than the
higher than the instruments if it notifiable
notifiable equals or is threshold
threshold higher than the
notifiable
threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BofAML Jersey Holdings Limited N/A N/A N/A
BofAML EMEA Holdings 2 Limited N/A N/A N/A
ML UK Capital Holdings Limited N/A N/A N/A
Merrill Lynch International 7.610% N/A 7.612%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will
be held
11. Additional informationxvi
Place of completion United Kingdom
Date of completion 15.03.2021
END
(END) Dow Jones Newswires
March 16, 2021 09:31 ET (13:31 GMT)
Petra Diamonds (LSE:PDL)
Historical Stock Chart
From Apr 2024 to May 2024
Petra Diamonds (LSE:PDL)
Historical Stock Chart
From May 2023 to May 2024