Ocado Group PLC Holding(s) in Company (2198N)
October 21 2016 - 11:21AM
UK Regulatory
TIDMOCDO
RNS Number : 2198N
Ocado Group PLC
21 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------
1. Identity of the issuer or OCADO Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) Morgan Stanley (Institutional
subject to the Securities Group and Global
notification obligation: Wealth Management)
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 19.10.2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 21.10.2016
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are 5%*
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------- ----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ------------- ----------------- --------------------------- ----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ----------- ----------------- ------------ ------------- --------- -----------
GB00B3MBS747 1,976,717 1,976,717 956,449 956,449 0.15%
---------------- ------------- ----------------- ------------ ------------- --------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion rights that rights
instrument Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- --------------------------- ----------------- ------------------ ---------------------------------
Right of
recall
over
securities
lending
agreements N/A N/A 17,341,593 2.76%
--------------- --------------------------- ----------------- ------------------ ---------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- -------------- ------------- --------------- ------------------ -----------------------------------
Nominal Delta
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 30.03.2017 N/A 600,000 N/A 0.10%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 11.09.2017 N/A 8,690,000 N/A 1.38%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 04.01.2018 N/A 889,065 N/A 0.14%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 08.01.2018 N/A 1,117,842 N/A 0.18%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 22.01.2018 N/A 1,216,881 N/A 0.19%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 12.02.2018 N/A 4,012,596 N/A 0.64%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -------------------------------------------------------
34,824,426 5.54%
------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- --------------------------------------
11. Number of voting rights proxy N/A
holder will cease to hold:
------------------------------------------------------- --------------------------------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
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Morgan Stanley's total holding
13. Additional information: in OCADO Group PLC remains
above the 5% threshold previously
disclosed however, this notification
is being made on the basis
that Morgan Stanley & Co.
LLC, a wholly owned subsidiary
of Morgan Stanley, has crossed
a relevant component level
threshold in its own right.
Of the total voting rights
attached to shares in Section
8A, 948,278 (0.15%) of these
are the result of stock borrowing
agreements
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14. Contact name: Craig Horsley
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15. Contact telephone number: +44 141 245-7736
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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