NB Distressed Debt Invest. Fd. Ltd Holding(s) in Company (0175V)
April 03 2019 - 8:00AM
UK Regulatory
TIDMNBDD TIDMNBDX TIDMNBDG TIDMPRU
RNS Number : 0175V
NB Distressed Debt Invest. Fd. Ltd
03 April 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the NB Distressed Debt Investment Fund
underlying issuer of existing shares Limited
to which voting rights are attached(ii)
:
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights X
----
Other (please specify)(iii) : Redemption of Shares by the Company X
----
3. Details of person subject to the notification obligation(iv)
Name Prudential plc group of companies
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name
--------------------------------------------
City and country of registered office London, United Kingdom
(if applicable)
--------------------------------------------
5. Date on which the threshold was 01/04/2019
crossed or reached(vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 03/04/2019
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 21.20% 0.00% 21.20% 223,305,191
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 20.15% 0.01% 20.16%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
ORD NPV EXTED
GG00BDFZ6C48 26,353,636 11.80%
------------------------ ----------------------------- ------------------------- ---------------------
RED ORD NPV
GG00BDFZ6D54 20,992,075 9.40%
------------------------ ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 47,345,711 21.20%
------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion Period(xi) rights that may rights
instrument be acquired if
the instrument
is
exercised/converted.
----------- ----------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1
----------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
---------------- ---------------------- ----------------------- --------------------
SUBTOTAL 8.B.2
----------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if it higher than the
the notifiable equals or is higher notifiable threshold
threshold than the notifiable
threshold
------------------- --------------------- ------------------------
Prudential plc
(Parent Company) 21.20% 0.00% 21.20%
------------------- --------------------- ------------------------
M&G Prudential Limited
(wholly owned subsidiary
of Prudential plc) 21.20% 0.00% 21.20%
------------------- --------------------- ------------------------
M&G Group Limited
(wholly owned subsidiary
of M&G Prudential
Limited plc) 21.20% 0.00% 21.20%
------------------- --------------------- ------------------------
M&G Limited
(wholly owned subsidiary
of M&G Group Limited) 21.20% 0.00% 21.20%
------------------- --------------------- ------------------------
M&G Investment
Management Limited
(wholly owned subsidiary
of M&G Group Limited) 21.20% 0.00% 21.20%
------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion London, United Kingdom
Date of completion 03 April 2019
---------------------------------------------------------
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END
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