Monitise PLC Monitise PLC - Form 8 (OPD) (0442E)
February 04 2015 - 7:03AM
UK Regulatory
TIDMMONI
RNS Number : 0442E
Monitise PLC
04 February 2015
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Monitise plc
--------------------------------------------------------------------------------------------- ----------------
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
--------------------------------------------------------------------------------------------- ----------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Monitise plc
Use a separate form for each offeror/offeree
--------------------------------------------------------------------------------------------- ----------------
(d) Is the discloser the offeror or the offeree? OFFEREE
--------------------------------------------------------------------------------------------- ----------------
(e) Date position held: 3 February 2015
The latest practicable date prior to the disclosure
--------------------------------------------------------------------------------------------- ----------------
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect NO
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------------------------------------------------------------------- ----------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security:
----------------------------------------------------------------------------------- --------------------------------
Interests Short positions
----------------------------------------------------------------------------------- ------------ ------------------
Number % Number %
----------------------------------------------------------------------------------- -------- ------------- ---
(1) Relevant securities owned and/or controlled: Nil - Nil -
----------------------------------------------------------------------------------- -------- ------------- ---
(2) Cash-settled derivatives: Nil - Nil -
----------------------------------------------------------------------------------- -------- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: Nil - Nil -
----------------------------------------------------------------------------------- -------- ------------- ---
Nil - Nil -
TOTAL:
----------------------------------------------------------------------------------- -------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: -
---------------------------------------------------------------------------- -------
Details, including nature of the rights concerned and relevant percentages: -
---------------------------------------------------------------------------- -------
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
--------------------------------------------------------------------------------------------
Beneficial holdings of directors of Monitise plc in its ordinary shares:
Number of % of issued
ordinary share capital
shares
Alastair David
Lukies 777,592 0.036%
Elizabeth Buse 505,868 0.024%
Lee John Harcourt
Cameron 38,880 0.002%
Bradley Petzer 17,857 0.001%
Colin Patrick
Tucker 363,635 0.017%
Timothy Cardwell
Wade 100,000 0.005%
Peter Ayliffe 520,270 0.024%
Paulette Garafalo 20,500 0.001%
Amanda Burton 261,884 0.012%
Options and awards held by directors of Monitise plc in its ordinary shares:
Name / Date of Number Exercise Performance Earliest Expiry
Grant of options price Condition Exercise date
Date
Alastair David
Lukies 6,000,000 1p Vested Vested Oct-18
* Oct-08 2,000,000 1p Vested Vested Sep-21
31,690 28.4p n/a Vested Jun-15
2,000,000 32.75p n/a Sep-15 Sep-22
* Sep-11 12,000,000 1p 55p Dec-15 Dec-22
4,000,000 1p 70p Sep-16 Sep-23
2,000,000 1p 75p Sep-17 Sep-24
* Oct-11
* Sep-12
* Dec-12
* Sep-13
* Sep-14
Elizabeth Buse
* Jun-14 5,000,000 1p 68p Jun-17 Jun-24
Lee John Harcourt
Cameron 300,000 1p Vested Vested Oct-18
* Oct-08 31,690 28.4p n/a Vested Jun-15
1,000,000 32.75p n/a Sep-15 Sep-22
4,000,000 1p 55p Dec-15 Dec-22
* Oct-11 1,000,000 1p 70p Sep-16 Sep-23
1,500,000 1p 75p Sep-17 Sep-24
* Sep-12
* Dec-12
* Sep-13
* Sep-14
Bradley Petzer
* Sep-13 4,000,000 1p 55p Sep-16 Sep-23
500,000 1p 75p Sep-17 Sep-24
* Sep-14
--------------------------------------------------------------------------------------------
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
------------------------------------------------------------------------------------------------
None
------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
------------------------------------- ---
Supplemental Form 8 (SBL) NO
------------------------------------- ---
Date of disclosure: 4 February 2015
--------------------- -------------------
Contact name: Tom Spurgeon
Company Secretary
--------------------- -------------------
Telephone number: 020 3657 0900
--------------------- -------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEEEAAALEEFSEFF
Monitise (LSE:MONI)
Historical Stock Chart
From Jul 2024 to Aug 2024
Monitise (LSE:MONI)
Historical Stock Chart
From Aug 2023 to Aug 2024
