TIDMMARS
RNS Number : 5659N
JPMorgan Securities Plc
01 February 2021
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant Marston's plc
securities this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal JPM is acting as corporate broker to Marston's Plc
trader is connected:
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(d) Date dealing undertaken: 29 January 2021
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(e) In addition to the company in 1(b) above, is the exempt N/A
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
Ordinary share Purchase 2,951,596 0.9229 GBP 0.7270 GBP
Sale 1,988,883 0.9374 GBP 0.7065 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Ordinary share Equity Swap Decrease Long 10,354 0.7462 GBP
650 0.8119 GBP
5,365 0.8152 GBP
639 0.8177 GBP
110,757 0.8230 GBP
134 0.8231 GBP
1,020 0.8290 GBP
4,120 0.8376 GBP
421,482 0.8403 GBP
153,220 0.8547 GBP
9,323 0.8771 GBP
45,664 0.8880 GBP
Decrease Short 405,509 0.7355 GBP
13,819 0.8208 GBP
28,962 0.8230 GBP
13,190 0.8430 GBP
20,000 0.8515 GBP
7,854 0.8527 GBP
Increase Long 37,891 0.7209 GBP
42,640 0.8200 GBP
12,932 0.9241 GBP
Increase Short 17,900 0.7681 GBP
18,339 0.7773 GBP
47,947 0.7983 GBP
76,341 0.8196 GBP
29,038 0.8230 GBP
566 0.8341 GBP
47,493 0.8460 GBP
30,000 0.8485 GBP
179 0.8495 GBP
13,714 0.8592 GBP
25,637 0.8598 GBP
37,613 0.8616 GBP
4,717 0.8640 GBP
109 0.8716 GBP
15 0.8745 GBP
Opening a long position 177,597 0.8230 GBP
2,103 0.8340 GBP
118,082 0.8422 GBP
20,000 0.8430 GBP
2,751 0.8517 GBP
1,640 0.8605 GBP
31,461 0.8616 GBP
2,103 0.8635 GBP
2,508 0.8650 GBP
5,491 0.8655 GBP
62,717 0.8672 GBP
7,644 0.8708 GBP
Opening a short position 1,255 0.7723 GBP
233,858 0.8230 GBP
4,755 0.8380 GBP
110,000 0.8450 GBP
85,609 0.8453 GBP
3,800 0.8515 GBP
44,000 0.8614 GBP
5,578 0.8640 GBP
76,255 0.8648 GBP
154,000 0.8652 GBP
44,000 0.8654 GBP
2,987 0.8655 GBP
55,000 0.8719 GBP
20,000 0.8765 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 1 February 2021
Contact name: Alwyn Basch
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Telephone number: 020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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