LFI London Finance & Investment Group Plc

 
TIDMLFI 
 
For filings with the FSA include the annex 
 
For filings with issuer exclude the annex 
 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
 
 
 
1. Identity of the issuer or the underlying issuer                      London Finance & 
of existing shares to which voting rights are                           Investment Group 
attached:ii                                                                      P.L.C.) 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                            X 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify): 
 
3. Full name of person(s) subject to the                               Philip J Milton & 
notification obligation:iii                                                  Company Plc 
 
4. Full name of shareholder(s) 
 (if different from 3.):iv 
 
5. Date of the transaction and date on 
which the threshold is crossed or                                      27 September 2012 
reached: v 
 
6. Date on which issuer notified:                                         2 October 2012 
 
7. Threshold(s) that is/are crossed or                                                7% 
reached: vi, vii 
 
 
 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of  Situation         Resulting situation after the triggering transaction 
shares         previous 
               to the triggering 
               transaction 
if possible 
using          Number   Number   Number    Number of voting       % of  voting rights x 
the ISIN CODE  of       of       of shares rights 
               Shares   Voting 
                        Rights   Direct    Direct xi Indirect xii Direct    Indirect 
 
GB0002994001   2181272  2181272  2195418   2195418                7.03% 
 
 
 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial  Expiration Exercise/              Number of voting       % of voting 
instrument         date xiii  Conversion Period xiv  rights that may be     rights 
                                                     acquired if the 
                                                     instrument is 
                                                     exercised/ converted. 
 
 
 
 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of    Exercise Expiration   Exercise/     Number of voting rights   % of voting 
financial  price    date xvii    Conversion    instrument refers to      rights xix, xx 
instrument                       period xviii 
 
 
                                                                         Nominal   Delta 
 
 
 
 
 
 
Total (A+B+C) 
 
Number of voting rights                  Percentage of voting rights 
 
2195418                                  7.03% 
 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
 
 
 
 
 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 
 
 
 
 
13. Additional information: 
 
14. Contact name:                                                       Mr. J.M. Hodgson 
 
15. Contact telephone number:                                              020 7448 8959 
 
 
 
 
 
Note: Annex should only be submitted to the FSA not the issuer 
 
Annex: Notification of major interests in sharesxxii 
 
 
 
 
A: Identity of the persons or legal entity subject to the notification 
obligation 
 
Full name 
 
(including legal form of legal entities) 
 
 
 
Contact address 
 
(registered office for legal entities) 
 
 
 
Phone number & email 
 
 
 
Other useful information 
 
(at least legal representative for legal persons) 
 
 
 
 
 
 
B: Identity of the notifier, if applicable 
 
Full name 
 
 
 
Contact address 
 
 
 
Phone number & email 
 
 
 
Other useful information 
 
(e.g. functional relationship with the person or legal entity subject to the 
notification obligation) 
 
 
 
 
C: Additional information 
 
 
 
 
 
 
For notes on how to complete form TR-1 please see the FSA website. 
 
 
 
 
 
 
END 
 

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