Adamas Finance Asia Limited Holding(s) in Company (3813C)
October 16 2020 - 10:57AM
UK Regulatory
TIDMADAM
RNS Number : 3813C
Adamas Finance Asia Limited
16 October 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the Adamas Finance Asia Limited
underlying issuer of existing shares
to which voting rights are attached
(ii) :
--------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer X
------------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify) (iii) :
------------------
3. Details of person subject to the notification obligation (iv)
Heirloom Investment Management LLC 105-501 Silverside Road
City and country of registered office Wilmington, DE 19809 USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
--------------------------------------------------------------
City and country of registered office
(if applicable)
--------------------------------------------------------------
5. Date on which the threshold was October 8, 2020
crossed or reached (vi) :
--------------------------------------------------------------
6. Date on which issuer notified October 8, 2020
(DD/MM/YYYY):
--------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting Total of both Total number of
rights attached rights through in % (8.A voting rights of
to shares financial instruments + 8.B) issuer (vii)
(total of (total of 8.B
8. A) 1 + 8.B 2)
---------------------- ----------------------- ----------------- ------------------
Resulting
situation
on the date
on which threshold
was crossed
or reached 8.7% 8.7% 115,277,869
---------------------- ----------------------- ----------------- ------------------
Position of
previous notification
(if
applicable) 3.4% 3.4% 102,424,422
---------------------- ----------------------- ----------------- ------------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type Number of voting rights % of voting rights
of (ix)
shares
ISIN code
(if possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10 of
2004/109/EC) Directive 2004/109/EC) Directive
(DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
-------------------
ordinary
-------------------- ------------------- --------------------------- ----------------
Heirloom Investment
Management
LLC 10,068,676 8.7% 8.7%
-------------------- ------------------- --------------------------- ----------------
SUBTOTAL 8.
A 10,068,676 8.7%
----------------------------------------- ---------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
-------------------- ------------------- --------------------------- ----------------
SUBTOTAL 8. B
1
------------------- --------------------------- ----------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical Number % of voting
instrument date (x) Conversion or cash of voting rights
Period (xi) settlement rights
(xii)
--------------------- ------------------- ------------ -------------
SUBTOTAL
8.B.2
------------ -------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting X
rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity(xiv) (please
add additional rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is higher
is higher than instruments if than the notifiable
the notifiable it equals or is threshold
threshold higher than the
notifiable threshold
--------------------- ----------------------- ------------------------
Heirloom Investment
Management LLC 8.7% 8.7%
--------------------- ----------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-------------------------------------------------
The number and % of voting rights
held
-------------------------------------------------
The date until which the voting
rights will be held
-------------------------------------------------
11. Additional information (xvi)
Place of completion London
Date of completion 8 October 2020
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