IQE PLC Iqe Plc: Holding(s) In Company
August 01 2018 - 11:00AM
UK Regulatory
TIDMIQE
01 August 2018
IQE plc
("IQE" or the "Company")
Holding(s) in Company
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting
rights are attached(ii) : IQE plc
----------------------------------------------- --------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
---------------------------------------------------------------------------------------------------------
Non-UK issuer
-------------------------------------------------------------------------------------- -----------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
---------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
-------------------------------------------------------------------------------------- -----------------
An acquisition or disposal of financial instruments X
-------------------------------------------------------------------------------------- -----------------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------- -----------------
Other (please specify)(iii)
-------------------------------------------------------------------------------------- -----------------
3. Details of person subject to the notification obligation(iv)
Name The Goldman Sachs Group, Inc.
Corporation Trust Center, 1209 Orange
City and country of registered office Street,
(if applicable) Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.)(v)
---------------------------------------------------------------------------------------------------------
Name
----------------------------------------------- --------------------------------------------------------
City and country of registered office
(if applicable)
----------------------------------------------- --------------------------------------------------------
5. Date on which the threshold was crossed
or reached(vi) : 27/07/2018
----------------------------------------------- --------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 31/07/2018
----------------------------------------------- --------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
---------------------------------------------------------------------------------------------------------
% of voting rights
% of voting rights through financial Total number
attached to shares instruments (total Total of both of voting rights
(total of 8. A) of 8.B 1 + 8.B 2) in % (8.A + 8.B) of issuer(vii)
----------------------- ---------------------- ------------------ ----------------- -----------------
Resulting situation
on the date on
which threshold
was crossed or
reached 0.69% 1.25% 1.94% 760,800,357
----------------------- ---------------------- ------------------ ----------------- -----------------
Position of previous
notification (if
applicable) 0.85% 5.75% 6.60%
----------------------- ---------------------- ------------------ ----------------- -----------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
------------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------------------------------------
Number of voting rights(ix) % of voting rights
-------------------------
Direct Indirect Indirect
Class/type of (Art 9 of Directive (Art 10 of Directive Direct (Art 10 of Directive
shares 2004/109/EC) 2004/109/EC) (Art 9 of Directive 2004/109/EC)
ISIN code (if possible) (DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
GB0009619924 5,221,898 0.69%
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
SUBTOTAL 8. A 5,221,898 0.69%
-------------------------- -------------------------------------------- ----------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
------------------------------------------------------------------------------------------------------------------------------------
Number of voting
rights that may be
acquired if the instrument
Type of financial Expiration Exercise/ is
instrument date(x) Conversion Period(xi) exercised/converted. % of voting rights
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
Securities Lending Open 9,509,588 1.25%
-------------------------- -------------------- ---------------------- --------------------------------- -----------------------
SUBTOTAL 8. B 1 9,509,588 1.25%
---------------------- --------------------------------- -----------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
------------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical or cash Number of % of voting rights
instrument date(x) Conversion settlement(xii) voting rights
Period (xi)
------------------------- --------------------- ---------------------- ---------------- --------------- -----------------------
SUBTOTAL 8.B.2
---------------- --------------- -----------------------
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
------------------------------------------------------------------------------------ -----------------------
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or is through financial it equals or is higher
higher than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
----------------------- ------------------------------- ------------------------ -------------------------
The Goldman Sachs
Group, Inc.
----------------------- ------------------------------- ------------------------ -------------------------
GSAM Holdings LLC
----------------------- ------------------------------- ------------------------ -------------------------
Goldman Sachs Asset
Management, L.P.
----------------------- ------------------------------- ------------------------ -------------------------
The Goldman Sachs
Group, Inc.
----------------------- ------------------------------- ------------------------ -------------------------
Goldman Sachs & Co.
LLC
----------------------- ------------------------------- ------------------------ -------------------------
10. In case of proxy voting, please identify:
-------------------------------------------------------------------------------------------------------------
Name of the proxy holder N/A
-------------------------------------------------------- ---------------------------------------------------
The number and % of voting rights held N/A
-------------------------------------------------------- ---------------------------------------------------
The date until which the voting rights N/A
will be held
-------------------------------------------------------- ---------------------------------------------------
11. Additional information(xvi)
-------------------------------------------------------------------------------------------------------------
Please note, the total amount of voting rights have been rounded to 2
decimal places therefore there is a possibility of a rounding error.
General email contact:
mailto:RegOpsEMEA-RnM@gs.com RegOpsEMEA-RnM@gs.com
-------------------------------------------------------------------------------------------------------------
Place of completion London
------------------- ----------
Date of completion 31/07/2018
------------------- ----------
(END) Dow Jones Newswires
August 01, 2018 11:00 ET (15:00 GMT)
Copyright (c) 2018 Dow Jones & Company, Inc.
Iqe (LSE:IQE)
Historical Stock Chart
From Apr 2024 to May 2024
Iqe (LSE:IQE)
Historical Stock Chart
From May 2023 to May 2024