TIDMENT TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                               Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 1(a): 
(c)  Name of offeror/offeree in relation to whose          ENTAIN PLC 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify 
     identity of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:                21 October 2021 
(f)  In addition to the company in 1(c) above, is the      YES: 
     discloser making 
     disclosures in respect of any other party to          DRAFTKINGS INC 
     the offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:           EUR 0.01 ordinary 
                                      Interests            Short Positions 
                                      Number        (%)    Number      (%) 
(1)   Relevant securities owned 
 and/or controlled:                   12,260,443    2.09%  5,418,821   0.92% 
 
(2)   Cash-settled derivatives: 
                                      4,828,310     0.82%  9,762,343   1.66% 
 
      Stock-settled derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:                      0             0.00%  0           0.00% 
 
 
 TOTAL:                               17,088,753    2.91%  15,181,164  2.59% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of     Price per unit 
security                              securities 
EUR 0.01 ordinary    Purchase         12            21.2400 GBP 
EUR 0.01 ordinary    Purchase         103           21.3100 GBP 
EUR 0.01 ordinary    Purchase         203           21.2600 GBP 
EUR 0.01 ordinary    Purchase         267           21.2619 GBP 
EUR 0.01 ordinary    Purchase         370           21.3750 GBP 
EUR 0.01 ordinary    Purchase         420           21.3522 GBP 
EUR 0.01 ordinary    Purchase         427           21.2978 GBP 
EUR 0.01 ordinary    Purchase         427           21.3000 GBP 
EUR 0.01 ordinary    Purchase         487           21.2772 GBP 
EUR 0.01 ordinary    Purchase         971           21.2300 GBP 
EUR 0.01 ordinary    Purchase         1,109         21.2919 GBP 
EUR 0.01 ordinary    Purchase         1,226         21.3121 GBP 
EUR 0.01 ordinary    Purchase         1,634         21.4179 GBP 
EUR 0.01 ordinary    Purchase         1,861         21.2500 GBP 
EUR 0.01 ordinary    Purchase         2,559         21.3647 GBP 
EUR 0.01 ordinary    Purchase         3,418         21.3057 GBP 
EUR 0.01 ordinary    Purchase         20,671        21.2330 GBP 
EUR 0.01 ordinary    Purchase         50,000        21.2495 GBP 
EUR 0.01 ordinary    Purchase         67,326        21.2599 GBP 
EUR 0.01 ordinary    Sale             5             21.4120 GBP 
EUR 0.01 ordinary    Sale             13            21.2400 GBP 
EUR 0.01 ordinary    Sale             20            21.4385 GBP 
EUR 0.01 ordinary    Sale             35            21.2900 GBP 
EUR 0.01 ordinary    Sale             39            21.2454 GBP 
EUR 0.01 ordinary    Sale             103           21.3100 GBP 
EUR 0.01 ordinary    Sale             203           21.2600 GBP 
EUR 0.01 ordinary    Sale             339           21.2328 GBP 
EUR 0.01 ordinary    Sale             365           21.2986 GBP 
EUR 0.01 ordinary    Sale             430           21.3000 GBP 
EUR 0.01 ordinary    Sale             493           21.2973 GBP 
EUR 0.01 ordinary    Sale             1,215         21.2377 GBP 
EUR 0.01 ordinary    Sale             1,524         21.3953 GBP 
EUR 0.01 ordinary    Sale             2,187         21.2803 GBP 
EUR 0.01 ordinary    Sale             2,410         21.3089 GBP 
EUR 0.01 ordinary    Sale             2,900         21.3093 GBP 
EUR 0.01 ordinary    Sale             4,175         21.2398 GBP 
EUR 0.01 ordinary    Sale             4,328         21.3714 GBP 
EUR 0.01 ordinary    Sale             6,084         21.2300 GBP 
EUR 0.01 ordinary    Sale             12,000        21.2994 GBP 
EUR 0.01 ordinary    Sale             12,743        21.2578 GBP 
EUR 0.01 ordinary    Sale             18,060        21.2310 GBP 
EUR 0.01 ordinary    Sale             33,696        21.2629 GBP 
 

(b) Cash-settled derivative transactions

 
Class of            Product        Nature of           Number of   Price per 
                                   dealing 
relevant            description                        reference   unit 
security                                               securities 
EUR 0.01 ordinary   CFD            Long                5           21.4120 GBP 
EUR 0.01 ordinary   SWAP           Long                20          21.4386 GBP 
EUR 0.01 ordinary   SWAP           Long                197         21.2423 GBP 
EUR 0.01 ordinary   SWAP           Long                396         21.2478 GBP 
EUR 0.01 ordinary   SWAP           Long                1,215       21.2377 GBP 
EUR 0.01 ordinary   SWAP           Long                1,419       21.3710 GBP 
EUR 0.01 ordinary   SWAP           Long                1,524       21.3953 GBP 
EUR 0.01 ordinary   SWAP           Long                2,187       21.2803 GBP 
EUR 0.01 ordinary   SWAP           Long                4,175       21.2398 GBP 
EUR 0.01 ordinary   SWAP           Long                4,353       21.2300 GBP 
EUR 0.01 ordinary   SWAP           Long                4,756       21.2376 GBP 
EUR 0.01 ordinary   CFD            Long                8,383       21.2983 GBP 
EUR 0.01 ordinary   SWAP           Long                12,000      21.2994 GBP 
EUR 0.01 ordinary   SWAP           Long                33,696      21.2629 GBP 
EUR 0.01 ordinary   SWAP           Short               4           21.2602 GBP 
EUR 0.01 ordinary   SWAP           Short               1,634       21.4179 GBP 
EUR 0.01 ordinary   SWAP           Short               2,125       21.2709 GBP 
EUR 0.01 ordinary   SWAP           Short               8,154       21.2757 GBP 
EUR 0.01 ordinary   SWAP           Short               32,320      21.2885 GBP 
EUR 0.01 ordinary   SWAP           Short               32,578      21.2355 GBP 
EUR 0.01 ordinary   SWAP           Short               50,000      21.2495 GBP 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                NO 
Date of disclosure:                 22 Oct 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211022005186/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

October 22, 2021 06:19 ET (10:19 GMT)

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