General Electric Company Director/PDMR Shareholding (0000B)
January 04 2018 - 8:29AM
UK Regulatory
TIDMGEC
RNS Number : 0000B
General Electric Company
04 January 2018
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number:
[ ] Check Washington, D.C. 20549 3235-0287
this box if Estimated
no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP average burden
subject to OF SECURITIES hours per
Section 16. response...
Form 4 or 0.5
Form 5 obligations
may continue.
See Instruction
1(b).
-------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section
30(h) of the Investment Company Act of
1940
1. Name and Address 2. Issuer Name and 5. Relationship of
of Reporting Person Ticker or Trading Symbol Reporting Person(s)
(*) to Issuer (Check all
GENERAL ELECTRIC CO applicable)
LAZARUS ROCHELLE B [ GE ]
__ X __ Director _____
10% Owner
_____ Officer (give
title below) _____
Other (specify below)
-------------------------------------------------------- ------------------------------------------------ -------------------------------------------------------------
(Last) (First) (Middle) 3. Date of Earliest
Transaction (MM/DD/YYYY)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET 1/2/2018
-------------------------------------------------------- ------------------------------------------------
(Street) 4. If Amendment, Date 6. Individual or Joint/Group
Original Filed (MM/DD/YYYY) Filing (Check Applicable
Line)
BOSTON, MA 02210 _ X _ Form filed by
One Reporting Person
(City) (State) (Zip) ___ Form filed by
More than One Reporting
Person
-------------------------------------------------------- ------------------------------------------------ -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
1.Title of 2. 2A. 3. Trans. 4. Securities 5. Amount 6. 7. Nature
Security Trans. Deemed Code Acquired of Securities Ownership of Indirect
(Instr. 3) Date Execution (Instr. (A) or Beneficially Form: Beneficial
Date, 8) Disposed Owned Following Direct Ownership
if any of (D) Reported (D) or (Instr. 4)
(Instr. Transaction(s) Indirect
3, 4 and (Instr. (I)
5) 3 and 4) (Instr.
4)
--------------------- -------- --------------- ------------ --------------------------------- ---------------- ---------- ----------------------------------------
(A)
or
Code V Amount (D) Price
------ ---- -------- ----------- ----------
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. 2. 3. 3A. 4. 5. Number 6. Date Exercisable 7. Title 8. Price 9. Number 10. 11.
Title Conversion Trans. Deemed Trans. of Derivative and Expiration and Amount of of derivative Ownership Nature
of or Date Execution Code Securities Date of Securities Derivative Securities Form of Indirect
Derivate Exercise Date, (Instr. Acquired Underlying Security Beneficially of Beneficial
Security Price if any 8) (A) Derivative (Instr. Owned Derivative Ownership
(Instr. of or Disposed Security 5) Following Security: (Instr.
3) Derivative of (D) (Instr. Reported Direct 4)
Security (Instr. 3 and Transaction(s) (D)
3, 4 4) (Instr. or
and 4) Indirect
5) (I)
(Instr.
4)
--------- ---------- -------- --------- ------------ -------------- ----------------------- ---------------- ---------- -------------- ---------- ------------
Date Expiration Title Amount
Exercisable Date or
Number
of
Code V (A) (D) Shares
---- ------ ---- -------- ----------- ---------- ------- -------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 1/2/2018 A 4393 (3) (3) Stock 4393 $17.64 223950 D
--------- ---------- -------- --------- ---- ------ ---- -------- ----------- ---------- ------- ------- ---------- -------------- ---------- ------------
Explanation of Responses:
(1) Acquired at a price of $17.64 per unit pursuant to the
terms of the 2007 Long-Term Incentive Plan. Payable beginning
one year after termination of service as a director.
(2) Each unit of phantom stock is the economic equivalent
of one share of common stock.
(3) Payable beginning one year after termination of service
as a director.
Reporting Owners
Reporting Owner Name Relationships
/ Address
--------------------- -----------------------------------
Director 10% Owner Officer Other
-------- --------- ------- -----
LAZARUS ROCHELLE X
B
GENERAL ELECTRIC
COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
--------------------- -------- --------- ------- -----
Signatures
Brian Sandstrom on behalf of 1/3/2018
Rochelle B. Lazarus
-------------------------------- --------
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form
displays a currently valid OMB control number.
This information is provided by RNS
The company news service from the London Stock Exchange
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