Anglo Pacific Group PLC TR-1: Notification of major holdings (2212R)
September 20 2017 - 2:01AM
UK Regulatory
TIDMAPF
RNS Number : 2212R
Anglo Pacific Group PLC
20 September 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer Anglo Pacific Group Plc
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
----------------------------------------------------------------------------------------------------
Name CANACCORD GENUITY GROUP
INC
------------------------------------------------- -------------------------------------------------
City and country of registered VANCOUVER, CANADA
office (if applicable)
------------------------------------------------- -------------------------------------------------
4. Full name of shareholder(s) (if different from
3.)(v)
----------------------------------------------------------------------------------------------------
Name DISCRETIONARY CLIENTS
------------------------------------------------- -------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 18 SEPTEMBER 2017
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer 19 SEPTEMBER 2017
notified (DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
------------------------ ----------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 6.1234% 0.00 6.1234% 180,902,034
------------------------ ----------------------- ---------------- ---------------- -------------
Position N/A N/A N/A
of previous
notification
(if applicable)
------------------------ ----------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
-----------------------------------------------------------------------------------
A: Voting rights attached to shares
-----------------------------------------------------------------------------------
Class/type Number of voting % of voting rights
of shares rights(ix)
ISIN code (if
possible)
---------------- -------------------------------- -------------------------------
Direct Indirect Direct Indirect
(Art 9 (Art 10 (Art 9 of (Art 10
of Directive of Directive Directive of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
---------------- --------------- --------------- -------------- ---------------
GB0006449366 N/A 11,077,308 N/A 6.1234%
---------------- --------------- --------------- -------------- ---------------
SUBTOTAL 8.
A 11,077,308 6.1234%
---------------- -------------------------------- -------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of % of voting
instrument date(x) Conversion voting rights rights
Period(xi) that may be
acquired if
the instrument
is exercised/converted.
------------------ ----------- ------------ ------------------------- ------------
SUBTOTAL 8.
B 1
------------ ------------------------- ------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
-------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical Number % of voting
instrument date(x) Conversion or cash of voting rights
Period settlement(xii) rights
(xi)
------------------ ----------- ------------ ----------------- ----------- ------------
SUBTOTAL
8.B.2
----------------- ----------- ------------
9. Information in relation to the person subject to
the notification obligation (please mark the applicable
box with an "X")
---------------------------------------------------------------------------------------
Person subject to the notification obligation
is not controlled by any natural person or legal
entity and does not control any other undertaking(s)
holding directly or indirectly an interest in
the (underlying) issuer(xiii)
-------------------------------------------------------------------- -----------------
Full chain of controlled undertakings through X
which the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person
or legal entity(xiv) (please add additional
rows as necessary)
-------------------------------------------------------------------- -----------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals or
equals or is financial instruments is higher than
higher if it the notifiable
than the notifiable equals or is threshold
threshold higher
than the notifiable
threshold
-------------------- --------------------- ----------------------- -----------------
Canaccord Genuity
Group Inc.(1) 6.1234% 6.1234%
-------------------- --------------------- ----------------------- -----------------
Canaccord Genuity
Wealth Group
Holdings Limited 6.1234% 6.1234%
-------------------- --------------------- ----------------------- -----------------
Canaccord Genuity
Wealth Group
Holdings (Jersey)
Limited 6.1234% 6.1234%
-------------------- --------------------- ----------------------- -----------------
Hargreave Hale
Lim-
ited 6.1234% 6.1234%
-------------------- --------------------- ----------------------- -----------------
(1) Each company set out in this table is ultimately owned by
Canaccord Genuity Group Inc.
10. In case of proxy voting, please identify:
------------------------------------------------
Name of the proxy holder
----------------------------------------------
The number and % of voting
rights held
----------------------------------------------
The date until which the
voting rights will be
held
----------------------------------------------
11. Additional information(xvi)
---------------------------------------------------------
This disclosable event is as a result of the acquisition
of Hargreave Hale Limited by Canaccord Genuity Group
Inc., through its wholly-owned subsidiary Canaccord
Genuity Wealth Group Holdings (Jersey) Limited.
---------------------------------------------------------
Place of completion London
-------------------- ---------
Date of completion 19/09/17
-------------------- ---------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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