TIDMCPX
RNS Number : 2079I
CAP-XX Limited
10 December 2020
10 December 2020
CAP-XX Limited
("CAP-XX" or "the Company")
Exercise of employee share options
Notification of transactions by persons discharging managerial
responsibilities
CAP-XX Limited, a world leader in the design and manufacture of
thin, flat supercapacitors and energy management systems, announces
that certain of its directors and employees have today exercised a
total of 14,688,272 options to subscribe for new ordinary shares in
the Company. Included within this number are options exercised by
Mr Patrick Elliott, Non Executive Chairman, Mr Bruce Grey, Non
Executive Director, Mr Anthony Kongats, Chief Executive Officer,
Pierre Mars, Vice President of Quality and Applications, Mr Mike
Taylor, Chief Financial Officer, Dr Alex Bilyk, Vice President of
Research & Development and Mr Song Hee Lau, Sales Manager Asia
Pacific, who are considered to be persons discharging managerial
responsibilities (PDMRs). The list of PDMRs who have exercised
options to subscribe for new ordinary shares, all of which had an
exercise price of 5 pence per ordinary share, are as follows :-
Mr Patrick Elliott 2,000,000
Mr Bruce Grey 2,000,000
Mr Anthony Kongats 6,000,000
Mr Pierre Mars 750,000
Mr Mike Taylor 500,000
Mr Alex Bilyk 1,500,000
Mr Song Hee Lau 593,750
Total 13,343,750
Pursuant to these exercises of options, CAP-XX has made an
application for a total of 14,688,272 new ordinary shares in the
Company (the "New Shares") to be admitted to trading on AIM.
Trading in the New Shares is expected be become effective on 15
December 2020.
Following the issue of the New Shares, the Company will have a
total of 456,804,083 ordinary shares in issue. Therefore, the total
number of ordinary shares with voting rights will be 456,804,803
which may be used by shareholders in the Company as the denominator
for calculations by which they will determine if they are required
to notify their interest in, or a change in their interest in, the
share capital of the Company.
The FCA notifications, made in accordance with the requirements
of the EU Market Abuse Regulation are appended below.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Mr Patrick Elliott
--------------------- -------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------
a) Position/status Non Executive Chairman
--------------------- -------------------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------- -------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------
a) Name CAP-XX Limited
--------------------- -------------------------------------------------
b) LEI 213800HECUSIYXH3WN26
--------------------- -------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------
a) Description Ordinary shares of no par value each in CAP-XX
of the financial Limited
instrument,
type of instrument
Identification Identification code (ISIN) for CAP-XX Limited
code ordinary shares: AU0000XINAS1
--------------------- -------------------------------------------------
b) Nature of Exercise of options
the transaction
--------------------- -------------------------------------------------
c) Price(s) No. of options Exercise price
and volume(s) exercised
2,000,000 5 pence
--------------------- -------------------------------------------------
d) Aggregated N/A
information
- Aggregated
volume
- Price
--------------------- -------------------------------------------------
e) Date of the 9 December 2020
transaction
--------------------- -------------------------------------------------
f) Place of Outside of trading venue - issue of new ordinary
the transaction shares
--------------------- -------------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Mr Bruce Grey
--------------------- -------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------
a) Position/status Non Executive Director
--------------------- -------------------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------- -------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------
a) Name CAP-XX Limited
--------------------- -------------------------------------------------
b) LEI 213800HECUSIYXH3WN26
--------------------- -------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------
a) Description Ordinary shares of no par value each in CAP-XX
of the financial Limited
instrument,
type of instrument
Identification Identification code (ISIN) for CAP-XX Limited
code ordinary shares: AU0000XINAS1
--------------------- -------------------------------------------------
b) Nature of Exercise of options
the transaction
--------------------- -------------------------------------------------
c) Price(s) No. of options Exercise price
and volume(s) exercised
2,000,000 5 pence
--------------------- -------------------------------------------------
d) Aggregated N/A
information
- Aggregated
volume
- Price
--------------------- -------------------------------------------------
e) Date of the 9 December 2020
transaction
--------------------- -------------------------------------------------
f) Place of Outside of trading venue - issue of new ordinary
the transaction shares
--------------------- -------------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
------------------------------------------------------------------------
a) Name Mr Anthony Kongats
--------------------- -------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------
a) Position/status Chief Executive Officer
--------------------- -------------------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------- -------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------
a) Name CAP-XX Limited
--------------------- -------------------------------------------------
b) LEI 213800HECUSIYXH3WN26
--------------------- -------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------
a) Description Ordinary shares of no par value each in CAP-XX
of the financial Limited
instrument,
type of instrument
Identification Identification code (ISIN) for CAP-XX Limited
code ordinary shares: AU0000XINAS1
--------------------- -------------------------------------------------
b) Nature of Exercise of options
the transaction
--------------------- -------------------------------------------------
c) Price(s) No. of options Exercise price
and volume(s) exercised
6,000,000 5 pence
--------------------- -------------------------------------------------
d) Aggregated N/A
information
- Aggregated
volume
- Price
--------------------- -------------------------------------------------
e) Date of the 9 December 2020
transaction
--------------------- -------------------------------------------------
f) Place of Outside of trading venue - issue of new ordinary
the transaction shares
--------------------- -------------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Mr Mike Taylor
--------------------- -------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------
a) Position/status Chief Financial Officer
--------------------- -------------------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------- -------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------
a) Name CAP-XX Limited
--------------------- -------------------------------------------------
b) LEI 213800HECUSIYXH3WN26
--------------------- -------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------
a) Description Ordinary shares of no par value each in CAP-XX
of the financial Limited
instrument,
type of instrument
Identification Identification code (ISIN) for CAP-XX Limited
code ordinary shares: AU0000XINAS1
--------------------- -------------------------------------------------
b) Nature of Exercise of options
the transaction
--------------------- -------------------------------------------------
c) Price(s) No. of options Exercise price
and volume(s) exercised
500,000 5 pence
--------------------- -------------------------------------------------
d) Aggregated N/A
information
- Aggregated
volume
- Price
--------------------- -------------------------------------------------
e) Date of the 9 December 2020
transaction
--------------------- -------------------------------------------------
f) Place of Outside of trading venue - issue of new ordinary
the transaction shares
--------------------- -------------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Mr Pierre Mars
--------------------- -------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------
a) Position/status Vice President, Quality & Applications
--------------------- -------------------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------- -------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------
a) Name CAP-XX Limited
--------------------- -------------------------------------------------
b) LEI 213800HECUSIYXH3WN26
--------------------- -------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------
a) Description Ordinary shares of no par value each in CAP-XX
of the financial Limited
instrument,
type of instrument
Identification Identification code (ISIN) for CAP-XX Limited
code ordinary shares: AU0000XINAS1
--------------------- -------------------------------------------------
b) Nature of Exercise of options
the transaction
--------------------- -------------------------------------------------
c) Price(s) No. of options Exercise price
and volume(s) exercised
750,000 5 pence
--------------------- -------------------------------------------------
d) Aggregated N/A
information
- Aggregated
volume
- Price
--------------------- -------------------------------------------------
e) Date of the 9 December 2020
transaction
--------------------- -------------------------------------------------
f) Place of Outside of trading venue - issue of new ordinary
the transaction shares
--------------------- -------------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Dr Alex Bilyk
--------------------- -------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------
a) Position/status Vice President - Research & Development
--------------------- -------------------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------- -------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------
a) Name CAP-XX Limited
--------------------- -------------------------------------------------
b) LEI 213800HECUSIYXH3WN26
--------------------- -------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------
a) Description Ordinary shares of no par value each in CAP-XX
of the financial Limited
instrument,
type of instrument
Identification Identification code (ISIN) for CAP-XX Limited
code ordinary shares: AU0000XINAS1
--------------------- -------------------------------------------------
b) Nature of Exercise of options
the transaction
--------------------- -------------------------------------------------
c) Price(s) No. of options Exercise price
and volume(s) exercised
1,500,000 5 pence
--------------------- -------------------------------------------------
d) Aggregated N/A
information
- Aggregated
volume
- Price
--------------------- -------------------------------------------------
e) Date of the 9 December 2020
transaction
--------------------- -------------------------------------------------
f) Place of Outside of trading venue - issue of new ordinary
the transaction shares
--------------------- -------------------------------------------------
1 Details of the person discharging managerial responsibilities
/ person closely associated
a) Name Mr Song Hee Lau
--------------------- -------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------
a) Position/status Sales Manager - Asia Pacific
--------------------- -------------------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------- -------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------
a) Name CAP-XX Limited
--------------------- -------------------------------------------------
b) LEI 213800HECUSIYXH3WN26
--------------------- -------------------------------------------------
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------
a) Description Ordinary shares of no par value each in CAP-XX
of the financial Limited
instrument,
type of instrument
Identification Identification code (ISIN) for CAP-XX Limited
code ordinary shares: AU0000XINAS1
--------------------- -------------------------------------------------
b) Nature of Exercise of options
the transaction
--------------------- -------------------------------------------------
c) Price(s) No. of options Exercise price
and volume(s) exercised
593,750 5 pence
--------------------- -------------------------------------------------
d) Aggregated N/A
information
- Aggregated
volume
- Price
--------------------- -------------------------------------------------
e) Date of the 9 December 2020
transaction
--------------------- -------------------------------------------------
f) Place of Outside of trading venue - issue of new ordinary
the transaction shares
--------------------- -------------------------------------------------
**ENDS**
For further information contact:
CAP-XX Limited
Anthony Kongats (Chief Executive Officer) +61 (0) 2 9428 0139
Kreab (Financial PR)
Robert Speed +44 (0) 20 7074 1800
Allenby Capital (Nominated Adviser and Broker)
David Hart / Alex Brearley (Corporate Finance) +44 (0) 20 3328 5656
More information is available at www.cap-xx.com
Notes to Editors:
CAP-XX (LSE: CPX) is a world leader in the design and
manufacture of thin, flat supercapacitors and energy management
systems used in portable and small-scale electronic devices, and
large supercapacitor based modules used in larger applications such
as automotive and renewable energy. The unique feature of CAP-XX
supercapacitors is their very high power density and high energy
storage capacity in a space-efficient prismatic package. These
attributes are essential in power-hungry consumer and industrial
electronics, and deliver similar benefits in automotive and other
transportation applications. For more information about CAP-XX,
visit www.cap-xx.com
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END
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