Circassia Pharmaceuticals Plc Notification of Major Interest in Shares (6617J)
June 29 2017 - 1:08PM
UK Regulatory
TIDMCIR
RNS Number : 6617J
Circassia Pharmaceuticals Plc
29 June 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Circassia Pharmaceuticals
the underlying issuer Plc
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
----------------------------------------------------------- --------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------- --------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
----------------------------------------------------------- --------------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------- --------------------------------
Other (please
specify):
--------------------------------------------------------- --------------------------------
3. Full name of person(s) Woodford Investment Management
subject to the Ltd ("Woodford")
notification obligation:
(iii)
---------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s) Clients of Woodford
(if different from 3.):(iv)
---------------------------------------------------------- ---------------------------------
5. Date of the transaction
and date on
which the threshold is
crossed or
reached: (v) 28/06/2017
---------------------------------------------------------- ---------------------------------
6. Date on which issuer
notified: 29/06/2017
---------------------------------------------------------- ---------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 20%
---------------------------------------------------------- ---------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after
of to the triggering the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------ -------------------------------------------------------
Number Number Number Number of %of voting
of of of voting rights(x)
Shares Voting shares rights
Rights
-------------- ----------- ----------- ----------- ---------------------- ------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ----------- ----------- --------- ------- ---------
GB00BJVD3B28 66,108,146 66,108,146 66,590,501 66,590,501 0 20.04% 0.00%
-------------- ----------- ----------- ----------- ----------- --------- ------- ---------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of % of voting
instrument date (xiii) Conversion voting rights
Period (xiv) rights that
may be
acquired
if the
instrument
is
exercised/
converted.
------------------ ------------- -------------- ------------- ------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number % of voting rights
financial price date (xvii) Conversion of voting (xix, xx)
instrument period rights
(xviii) instrument
refers
to
------------ --------- ------------- ------------ ------------ ---------------------
Nominal Delta
----------- --------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
66,590,501 20.04 %
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- --------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- --------------
13. Additional information:
------------------------------------------------------------- --------------
14. Contact name: Julien Cotta
------------------------------------------------------------- --------------
15. Contact telephone number: 01865 405560
------------------------------------------------------------- --------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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