EPT Disclosure
February 02 2010 - 7:47AM
UK Regulatory
TIDMCBRY
RNS Number : 5452G
Credit Suisse Securities (USA) LLC
02 February 2010
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| FORM 38.5 (b) |
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| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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| WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS |
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| BUT NOT DEALING IN A CLIENT-SERVING CAPACITY |
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| (Rule 38.5(b) of the Takeover Code) |
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| 1. KEY INFORMATION |
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| Name Credit Suisse Securities (USA) LLC |
| of |
| exempt |
| principal |
| trader |
| Company Cadbury Plc |
| dealt |
| in |
| Class ADR |
| of |
| relevant |
| security |
| to which |
| the |
| dealings |
| being |
| disclosed |
| relate |
| (Note 1) |
| Date 01-Feb-2010 |
| of |
| dealing |
| |
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| |
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| 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE |
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| (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) |
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| Long Short |
| Number (%) Number (%) |
| (1) Relevant securities 7,472 0.000 |
| (2) Derivatives (other than options) |
| (3) Options and agreements to purchase/sell |
| Total 7,472 0.000 |
| |
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| |
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| (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) |
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| Class Long Short |
| Of |
| Relevant |
| Security |
| : |
| (1) |
| Relevant |
| Securities |
| (2) |
| Derivatives |
| (other than |
| options) |
| (3) |
| Options |
| and |
| agreements |
| to |
| purchasesell |
| Total |
| |
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| |
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| (c) Rights to subscribe (Note 2) |
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| Class of relevant security: Details |
| |
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| |
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| 3. DEALINGS (Note 3) |
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| (a) Purchases and sales |
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| Purchase/Sale Number Price |
| of per |
| securities unit |
| (Note |
| 4) |
| Buy 85 53.28 |
| (USD) |
| |
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| |
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| (b) Derivatives transactions (other than options) |
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| Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) |
| |
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| |
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| (c) Options transactions in respect of existing securities |
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| (i) Writing, selling, purchasing or varying |
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| Product name,e.g. call option Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 6) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 4) |
| |
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| |
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| (ii) Exercising |
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| Product name, e.g. call option Number of securities Exercise price per unit (Note 4) |
| |
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| |
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| (d) Other dealings (including new securities) (Note 3) |
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| Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) |
| |
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| |
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| 4. OTHER INFORMATION |
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| Agreements, arrangements or understandings relating to options or derivatives |
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| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| |
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| |
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| Is a Supplemental Form 38.5(b) attached? (Note 8) No |
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| |
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| Date 02-Feb-2010 |
| of |
| disclosure |
| Contact Simon |
| name Crawley/Carolyn |
| Collins |
| Telephone +44 78886659 |
| number |
| Name Kraft |
| of Foods |
| offeree/offeror Inc |
| with which |
| connected |
| Nature ADVISOR |
| of |
| connection |
| (Note 9) |
| |
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| |
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| Notes |
| The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk. |
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| |
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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