Brewin Dolphin Holdings PLC Director/PDMR Shareholding (8180Q)
December 02 2016 - 4:51AM
UK Regulatory
TIDMBRW
RNS Number : 8180Q
Brewin Dolphin Holdings PLC
02 December 2016
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- ------------------------------------------------------------
a) Name Susan Beckett
------------------------- --------------------------- -------------------------------
2 Reason for the notification
------------------------- ------------------------------------------------------------
a) Position/status Group Risk and Compliance
Director (PDMR)
------------------------- --------------------------- -------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- -------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- -------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- -------------------------------
b) Nature of the Grant of conditional share
transaction award under the Long Term
Incentive Plan
------------------------- --------------------------- -------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 69,589
--------- ----------
------------------------- --------------------------- -------------------------------
d) Aggregated information
- Aggregated volume 69,589 shares
- Price 287.40p
------------------------- --------------------------- -------------------------------
e) Date of the transaction 2016-12-01
------------------------- --------------------------- -------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- -------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- ------------------------------------------------------------
a) Name Robin Beer
------------------------- --------------------------- -------------------------------
2 Reason for the notification
------------------------- ------------------------------------------------------------
a) Position/status Head of Intermediary and
Institutional (PDMR)
------------------------- --------------------------- -------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- -------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- -------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- -------------------------------
b) Nature of the Grant of conditional share
transaction award under the Long Term
Incentive Plan
------------------------- --------------------------- -------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 69,589
--------- ----------
------------------------- --------------------------- -------------------------------
d) Aggregated information
- Aggregated volume 69,589 shares
- Price 287.40p
------------------------- --------------------------- -------------------------------
e) Date of the transaction 2016-12-01
------------------------- --------------------------- -------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- -------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- ------------------------------------------------------------
a) Name Richard Buxton
------------------------- --------------------------- -------------------------------
2 Reason for the notification
------------------------- ------------------------------------------------------------
a) Position/status Group Human Resources Director
(PDMR)
------------------------- --------------------------- -------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- -------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- -------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- -------------------------------
b) Nature of the Grant of conditional share
transaction award under the Long Term
Incentive Plan
------------------------- --------------------------- -------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 69,589
--------- ----------
------------------------- --------------------------- -------------------------------
d) Aggregated information
- Aggregated volume 69,589 shares
- Price 287.40p
------------------------- --------------------------- -------------------------------
e) Date of the transaction 2016-12-01
------------------------- --------------------------- -------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- -------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- ------------------------------------------------------------
a) Name Charles Ferry
------------------------- --------------------------- -------------------------------
2 Reason for the notification
------------------------- ------------------------------------------------------------
a) Position/status Co-Head of Private Clients
(PDMR)
------------------------- --------------------------- -------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- -------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- -------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- -------------------------------
b) Nature of the Grant of conditional share
transaction award under the Long Term
Incentive Plan
------------------------- --------------------------- -------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 69,589
--------- ----------
------------------------- --------------------------- -------------------------------
d) Aggregated information
- Aggregated volume 69,589 shares
- Price 287.40p
------------------------- --------------------------- -------------------------------
e) Date of the transaction 2016-12-01
------------------------- --------------------------- -------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- -------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- ------------------------------------------------------------
a) Name Nicholas Fitzgerald
------------------------- --------------------------- -------------------------------
2 Reason for the notification
------------------------- ------------------------------------------------------------
a) Position/status Head of Financial Planning
(PDMR)
------------------------- --------------------------- -------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- -------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- -------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- -------------------------------
b) Nature of the Grant of conditional share
transaction award under the Long Term
Incentive Plan
------------------------- --------------------------- -------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 69,589
--------- ----------
------------------------- --------------------------- -------------------------------
d) Aggregated information
- Aggregated volume 69,589 shares
- Price 287.40p
------------------------- --------------------------- -------------------------------
e) Date of the transaction 2016-12-01
------------------------- --------------------------- -------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- -------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- ------------------------------------------------------------
a) Name Stephen Jones
------------------------- --------------------------- -------------------------------
2 Reason for the notification
------------------------- ------------------------------------------------------------
a) Position/status Co-Head of Private Clients
(PDMR)
------------------------- --------------------------- -------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- -------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- ------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- -------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- -------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- ------------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- -------------------------------
b) Nature of the Grant of conditional share
transaction award under the Long Term
Incentive Plan
------------------------- --------------------------- -------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 69,589
--------- ----------
------------------------- --------------------------- -------------------------------
d) Aggregated information
- Aggregated volume 69,589 shares
- Price 287.40p
------------------------- --------------------------- -------------------------------
e) Date of the transaction 2016-12-01
------------------------- --------------------------- -------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- -------------------------------
Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name Paul Jones
--------------------------- ----------------------------------------------------------
Reason for the notification
---------------------------------------------------------------------------------------
Position/status Chief of Staff (PDMR)
--------------------------- ----------------------------------------------------------
Initial notification Initial notification
/Amendment
--------------------------- ----------------------------------------------------------
Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---------------------------------------------------------------------------------------
Name Brewin Dolphin Holdings PLC
--------------------------- ----------------------------------------------------------
LEI 213800PS7FS5UYOWAC49
--------------------------- ----------------------------------------------------------
Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------------
Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--------------------------- ----------------------------------------------------------
Nature of the Grant of conditional share
transaction award under the Long Term Incentive
Plan
--------------------------- ----------------------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 34,794
--------- ----------
--------------------------- ----------------------------------------------------------
Aggregated information
- Aggregated volume 34,794 shares
- Price 287.40p
--------------------------- ----------------------------------------------------------
Date of the transaction 2016-12-01
--------------------------- ----------------------------------------------------------
Place of the transaction London Stock Exchange
--------------------------- ----------------------------------------------------------
Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name Thomas Lack
--------------------------- ----------------------------------------------------------
Reason for the notification
---------------------------------------------------------------------------------------
Position/status Chief Operating Officer (PDMR)
--------------------------- ----------------------------------------------------------
Initial notification Initial notification
/Amendment
--------------------------- ----------------------------------------------------------
Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---------------------------------------------------------------------------------------
Name Brewin Dolphin Holdings PLC
--------------------------- ----------------------------------------------------------
LEI 213800PS7FS5UYOWAC49
--------------------------- ----------------------------------------------------------
Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------------
Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--------------------------- ----------------------------------------------------------
Nature of the Grant of conditional share
transaction award under the Long Term Incentive
Plan
--------------------------- ----------------------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 69,589
--------- ----------
--------------------------- ----------------------------------------------------------
Aggregated information
- Aggregated volume 69,589 shares
- Price 287.40p
--------------------------- ----------------------------------------------------------
Date of the transaction 2016-12-01
--------------------------- ----------------------------------------------------------
Place of the transaction London Stock Exchange
--------------------------- ----------------------------------------------------------
Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name David Nicol
--------------------------- ----------------------------------------------------------
Reason for the notification
---------------------------------------------------------------------------------------
Position/status Chief Executive (Director/PDMR)
--------------------------- ----------------------------------------------------------
Initial notification Initial notification
/Amendment
--------------------------- ----------------------------------------------------------
Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---------------------------------------------------------------------------------------
Name Brewin Dolphin Holdings PLC
--------------------------- ----------------------------------------------------------
LEI 213800PS7FS5UYOWAC49
--------------------------- ----------------------------------------------------------
Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------------
Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--------------------------- ----------------------------------------------------------
Nature of the Grant of conditional share
transaction award under the Long Term Incentive
Plan
--------------------------- ----------------------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 147,877
--------- ----------
--------------------------- ----------------------------------------------------------
Aggregated information
- Aggregated volume 147,877 shares
- Price 287.40p
--------------------------- ----------------------------------------------------------
Date of the transaction 2016-12-01
--------------------------- ----------------------------------------------------------
Place of the transaction London Stock Exchange
--------------------------- ----------------------------------------------------------
Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name Andrew Westenberger
--------------------------- ----------------------------------------------------------
Reason for the notification
---------------------------------------------------------------------------------------
Position/status Finance Director (Director/PDMR)
--------------------------- ----------------------------------------------------------
Initial notification Initial notification
/Amendment
--------------------------- ----------------------------------------------------------
Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---------------------------------------------------------------------------------------
Name Brewin Dolphin Holdings PLC
--------------------------- ----------------------------------------------------------
LEI 213800PS7FS5UYOWAC49
--------------------------- ----------------------------------------------------------
Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------------
Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--------------------------- ----------------------------------------------------------
Nature of the Grant of conditional share
transaction award under the Long Term Incentive
Plan
--------------------------- ----------------------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
287.40p 130,480
--------- ----------
--------------------------- ----------------------------------------------------------
Aggregated information
- Aggregated volume 130,480 shares
- Price 287.40p
--------------------------- ----------------------------------------------------------
Date of the transaction 2016-12-01
--------------------------- ----------------------------------------------------------
Place of the transaction London Stock Exchange
--------------------------- ----------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHGCBDDISGBGLD
(END) Dow Jones Newswires
December 02, 2016 04:51 ET (09:51 GMT)
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