Axiom European Financial Debt Fd Ld Holding(s) in Company (5807G)
August 08 2016 - 11:01AM
UK Regulatory
TIDMAXI
RNS Number : 5807G
Axiom European Financial Debt Fd Ld
08 August 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
(i)
1. Identity of the issuer or the underlying
issuer of existing shares to which voting Axiom European Financial Debt Fund
rights are attached: ii Ltd
------------------------------------------------------ --------------------------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
X
--------------------------------------------------------------------------------------------------- -----------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued
to which voting rights are attached
--------------------------------------------------------------------------------------------------- -----------------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
--------------------------------------------------------------------------------------------------- -----------------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------------------------- -----------------
Other (please specify):
--------------------------------------------------------------------------------------------------- -----------------
3. Full name of person(s) subject Smithfield Funds
to the notification obligation:
iii
----------------------------------------- ---------------------------------------------------------------------------
BNY (OCS) Nominees 1
4. Full name of shareholder(s) Piccadilly Gardens
(if different from 3.):iv Manchester M1 1RN
Designation 336834
----------------------------------------- ---------------------------------------------------------------------------
5. Date of the transaction and date 5 August 2016
on which the threshold is crossed
or reached: v
----------------------------------------- ---------------------------------------------------------------------------
6. Date on which issuer notified: 8 August 2016
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7. Threshold(s) that is/are crossed
or reached: vi, vii 7%
----------------------------------------- ---------------------------------------------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares viii, ix
--------------------------------------------------------------------------------------------------------
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible
using the ISIN
CODE
----------------- --------------------------- --------------------------------------------------------
Number of Number of Number of Number of voting % of voting rights
Shares Voting Rights shares rights x
----------------- ---------- --------------- ---------- --------------------- ---------------------
Direct Direct Indirect Direct Indirect
xi xii
----------------- ---------- --------------- ---------- ---------- --------- --------- ----------
Ordinary Shares
GG00BTC2K735 3,349,172 3,349,172 4,349,172 4,349,172 7.95%
----------------- ---------- --------------- ---------- ---------- --------- --------- ----------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Conversion Number of voting % of voting
instrument date xiii Period xiv rights that may rights
be acquired if the
instrument is exercised/
converted.
------------------ ----------- --------------------- -------------------------- ------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
xv, xvi
------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date xvii Conversion rights instrument xix,
period xviii refers to xx
------------------ --------- ----------- -------------- ------------------- ---------------------
Nominal Delta
------------------ --------- ----------- -------------- ------------------- ----------- --------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
4,349,172 7.95%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held, if applicable:
xxi
-----------------------------------------------------------------------
Alder Investment Management Limited is the discretionary investment
manager for the following Smithfield Fund account:
BNY(OCS) Nominees Designation 336834 - 4,349,172 7.95% voting rights
-----------------------------------------------------------------------
Proxy Voting:
------------------------------------------------
10. Name of the proxy holder:
----------------------------------------------
11. Number of voting rights proxy holder will
cease to hold:
----------------------------------------------
12. Date on which proxy holder will cease to
hold voting rights:
----------------------------------------------
13. Additional information:
--------------------------------- ---------------
14. Contact name: Alison Buck
--------------------------------- ---------------
15. Contact telephone number: 020 7601 6200
--------------------------------- ---------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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