Amended Current Report Filing (8-k/a)
June 20 2019 - 12:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K/A
(Amendment No. 1 to Form 8-K)
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date of report (Date of earliest event
reported): May 16, 2019
INRAD OPTICS, INC.
(Exact Name of Registrant as Specified
in Charter)
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New Jersey
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0-11668
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22-2003247
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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181
Legrand Avenue, Northvale, NJ 07647
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(Address of Principal Executive Offices,
and Zip Code)
(201) 767-1910
Registrant’s Telephone Number,
Including Area Code
(Former Name or Former
Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
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¨
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communication pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth
company
¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Securities registered pursuant to Section 12(b) of the Act:
None.
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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EXPLANATORY NOTE
The
reason for the amendment is to correct the date on the following statement “On March 16, 2019, the Board of Directors
of Inrad Optics, Inc. (the “Company”) announced that it appointed Theresa Balog, 57, as the Company’s
Chief Financial Officer, effective March 16, 2019.”
Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On May 16, 2019, the Board of Directors
of Inrad Optics, Inc. (the “Company”) announced that it appointed Theresa Balog, 57, as the Company’s Chief Financial
Officer, effective May 16, 2019. Ms. Balog previously served as Chief Financial Officer at MakerBot Industries, a subsidiary of
Stratasys Inc.(NASDAQ: SSYS) from August 2013 to May 2015, Director of Finance at IKO Industries from August 2016 to September
2017, and Chief Financial Officer at Clear Align, LLC from February 2018 to May 2019.
Ms. Balog succeeds Elias Kabous who served
as the Company’s Interim Chief Financial Officer since October 2018.
The Company issued a press release announcing
the appointment of Ms.Balog, which is attached hereto as Exhibit 99.1.
Item 9.01.
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Financial Statements and Exhibits.
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(d)
Exhibits
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The following Exhibit
is filed with this Current Report on Form 8-K:
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Inrad Optics, Inc.
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Date: June 19, 2019
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By:
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/s/ Amy Ekilson
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Name:Amy Ekilson
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Title President and CEO
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