Initial Statement of Beneficial Ownership (3)
October 10 2019 - 7:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SCHEIRER MARK W |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/10/2019
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3. Issuer Name and Ticker or Trading Symbol
HBT Financial, Inc. [HBT]
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(Last)
(First)
(Middle)
401 N. HERSHEY ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) SVP & Chief Credit Officer / |
(Street)
BLOOMINGTON, IL 61702
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 par value | 14340 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Right | (1) | 9/1/2029 | Common Stock, $0.01 par value | 6120 | $16.32 | D | |
Explanation of Responses: |
(1) | The Stock Appreciation Rights ("SARs") vest in four equal installments on September 1, 2020, September 1, 2021, September 1, 2022 and September 1, 2023. Upon exercise, the SARs will be settled in cash. |
Remarks: Exhibit 24.1 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SCHEIRER MARK W 401 N. HERSHEY ROAD BLOOMINGTON, IL 61702 |
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| SVP & Chief Credit Officer |
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Signatures
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/s/ Andrea E. Zurkamer, attorney-in-fact | | 10/10/2019 |
**Signature of Reporting Person | Date |
Heartland Bancorp (QX) (USOTC:HLAN)
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