Amended Statement of Ownership (sc 13g/a)
March 18 2022 - 02:44PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
Tuffin Software Technologies Ltd.
(Name of Issuer)
Common Stock, $0.001 Par Value Per Share
(Title of Class of Securities)
M8893U102
(CUSIP Number)
March 17, 2022
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
SCHEDULE 13G
1 |
|
Names of Reporting Persons
ETF Managers Group LLC
|
2 |
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) ☐
(b) ☒ See Item of attached schedule
|
3 |
|
SEC Use Only
|
4 |
|
Citizenship or Place of Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
|
|
5 |
|
Sole Voting Power
3,496,479
|
|
6 |
|
Shared Voting Power
|
|
7 |
|
Sole Dispositive Power
3,496,479
|
|
8 |
|
Shared Dispositive Power
|
9 |
|
Aggregate Amount Beneficially Owned by Each Reporting
Person
3,496,479
|
10 |
|
Check box if the aggregate amount in row (9) excludes certain
shares (See Instructions)
☐
|
11 |
|
Percent of Class Represented by Amount in Row (9)
9.22%
|
12 |
|
Type of Reporting Person (See Instructions)
IA
|
Item 1.
|
(a) |
Name of Issuer: Tuffin Software
Technologies Ltd. |
|
(b) |
Address of Issuer’s Principal
Executive Offices: 5 Hashalom Road, Toha Tower, Tel Aviv
6789205 |
Item 2.
|
(a) |
Name of Person Filing: ETF
Managers Group LLC |
|
(b) |
Address of Principal Business
Office or, if None, Residence: |
|
ETF |
Managers Group LLC - 30 Maple
Street, Suite 2, Summit, New Jersey 07091 |
|
(c) |
Citizenship: ETF Managers Group
LLC – Delaware |
|
(d) |
Title and Class of Securities:
Common Stock |
|
Item
3. |
If this statement is filed
pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether
the person filing is a: |
|
(a) |
☐ |
Broker or
dealer registered under Section 15 of the Act; |
|
|
|
|
|
(b) |
☐ |
Bank as defined in Section
3(a)(6) of the Act; |
|
|
|
|
|
(c) |
☐ |
Insurance company as defined in
Section 3(a)(19) of the Act; |
|
|
|
|
|
(d) |
☐ |
Investment company registered
under Section 8 of the Investment Company Act of 1940; |
|
|
|
|
|
(e) |
☒ |
An investment adviser in
accordance with Rule 13d-1(b)(1)(ii)(E); |
|
|
|
|
|
(f) |
☐ |
An employee benefit plan or
endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F); |
|
|
|
|
|
(g) |
☐ |
A parent holding company or
control person in accordance with Rule
13d-1(b)(1)(ii)(G); |
|
|
|
|
|
(h) |
☐ |
A
savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813); |
|
|
|
|
|
(i) |
☐ |
A
church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940; |
|
|
|
|
|
(j) |
☐ |
A non-U.S. institution in
accordance with Rule 240.13d-1(b)(1)(ii)(J); |
|
|
|
|
|
(k) |
☐ |
Group, in accordance with Rule
240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in
accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the
type of institution: ____ |
|
(a) |
Amount Beneficially Owned:
3,496,479 |
|
(b) |
Percent of Class: 9.22% |
|
(c) |
Number of shares as to which
such person(s) has: |
|
(i) |
Sole power to vote or to direct
the vote: 3,496,479 |
|
(ii) |
Shared power to vote or to
direct the vote: |
|
(iii) |
Sole power to dispose or to
direct the disposition of: 3,496,479 |
|
(iv) |
Shared power to dispose or to
direct the disposition of: |
|
Item 5. |
Ownership of Five Percent or
Less of a Class. |
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following ☐.
|
Item 6. |
Ownership of more than Five Percent on Behalf of Another
Person. |
The ETFMG Prime Cyber Security ETF, a series of the ETF Managers
Trust, which is managed on a discretionary basis by ETF Managers
Group LLC, has the right or the power to direct the receipt of
dividends, or the proceeds from the sale of Common Stock.
|
Item 7. |
Identification and
classification of the subsidiary which acquired the security being
reported on by the parent holding company or control
person. |
Not Applicable
|
Item 8. |
Identification and classification of members of the
group. |
Not Applicable.
|
Item 9. |
Notice of Dissolution of
Group. |
Not Applicable
By signing below, we certify
that, to the best of our knowledge and belief, the securities
referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement
is true, complete and correct.
Dated: March
18, 2022 |
|
|
|
/s/
Reshma A. Tanczos |
|
Name/Title:
Reshma A. Tanczos,
Chief Compliance Officer,
ETF Managers Group LLC |
|
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