Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
May 16 2024 - 7:58AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of May 2024
(Commission File No. 1-03006)
PLDT Inc.
(Translation of registrant’s name into English)
Ramon Cojuangco Building
Makati Avenue
Makati City
Philippines
(Address of registrant’s principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.)
Form 20-F Form 40-F
(Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
Yes No
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-____)
NOTE REGARDING FORWARD-LOOKING STATEMENTS
Some information in this report may contain forward-looking statements within the meaning of Section 27A of the U.S. Securities Act of 1933 and Section 21E of the U.S. Securities Exchange Act of 1934. We have based these forward-looking statements on our current beliefs, expectations and intentions as to facts, actions and events that will or may occur in the future. Such statements generally are identified by forward-looking words such as “believe,” “plan,” “anticipate,” “continue,” “estimate,” “expect,” “may,” “will” or other similar words.
A forward-looking statement may include a statement of the assumptions or bases underlying the forward-looking statement. We have chosen these assumptions or bases in good faith. These forward-looking statements are subject to risks, uncertainties and assumptions, some of which are beyond our control. In addition, these forward-looking statements reflect our current views with respect to future events and are not a guarantee of future performance. Actual results may differ materially from information contained in the forward-looking statements as a result of a number of factors, including, without limitation, the risk factors set forth in “Item 3. Key Information – Risk Factors” in our annual report on Form 20-F for the fiscal year ended December 31, 2023. You should also keep in mind that any forward-looking statement made by us in this report or elsewhere speaks only as at the date on which we made it. New risks and uncertainties come up from time to time, and it is impossible for us to predict these events or how they may affect us. We have no duty to, and do not intend to, update or revise the statements in this report after the date hereof. In light of these risks and uncertainties, you should keep in mind that actual results may differ materially from any forward-looking statement made in this report or elsewhere.
EXHIBITS
Exhibit Number Page
Copy of the disclosure letter that was filed on May 16, 2024 by PLDT Inc. (the “Company”) with the Philippine Stock Exchange, Inc. and the Philippine Securities and Exchange Commission in relation to the voluntary separation of Mr. Mitchie M. Arcaina, a Vice President of the Company, effective May 16, 2024, due to his voluntary resignation.
This event is not expected to have any significant impact on the Company’s current or future operations, financial position, or results of operations.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly authorized and caused this report to be signed on its behalf by the undersigned.
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PLDT Inc. |
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By: |
/s/Mark David P. Martinez |
Name: |
Mark David P. Martinez |
Title: |
Assistant Corporate Secretary |
Date: May 16, 2024
Exhibit 99.1
EXHIBITS
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Exhibit Number |
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99.1 |
Copy of the disclosure letter that was filed on May 16, 2024 by PLDT Inc. (the “Company”) with the Philippine Stock Exchange, Inc. and the Philippine Securities and Exchange Commission in relation to the voluntary separation of Mr. Mitchie M. Arcaina, a Vice President of the Company, effective May 16, 2024, due to his voluntary resignation. This event is not expected to have any significant impact on the Company’s current or future operations, financial position, or results of operations. |
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May 16, 2024
The Philippine Stock Exchange, Inc.
6/F Philippine Stock Exchange Tower
28th Street corner 5th Avenue
Bonifacio Global City, Taguig City
Attention: Ms. Alexandra D. Tom Wong
Officer-in-Charge – Disclosure Department
Securities & Exchange Commission
7907 Makati Avenue, Salcedo Village,
Barangay Bel-Air, Makati City
Attention: Mr. Vicente Graciano P. Felizmenio, Jr.
Director – Markets and Securities Regulation Department
Gentlemen:
In compliance with Section 17.1 (b) of the Securities Regulation Code and SRC Rules 17.1.1.1.3(a) and 17.1.1.1.3(b).2, PLDT Inc. (the “Company”) hereby submits a copy of SEC Form 17-C in relation to the voluntary separation of Mr. Mitchie M. Arcaina, a Vice President of the Company, effective May 16, 2024.
Very truly yours,
/s/Mark David P. Martinez
Mark David P. Martinez
Assistant Corporate Secretary
PLDT Inc.
COVER SHEET
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Company Name
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Form Type |
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Department requiring the report |
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Secondary License Type, If Applicable |
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COMPANY INFORMATION
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Company’s Email Address |
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Company’s Telephone Number/s |
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Mobile Number |
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No. of Stockholders |
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Annual Meeting Month/Day |
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Fiscal Year Month/Day |
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11,387 As of April 30, 2024 |
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Every 2nd Tuesday of June |
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December 31 |
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CONTACT PERSON INFORMATION
The designated contact person MUST be an Officer of the Corporation
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Name of Contact Person |
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Email Address |
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Telephone Number/s |
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Mobile Number |
Marilyn A. Victorio-Aquino |
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mvaquino@pldt.com.ph |
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82500254 |
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Contact Person’s Address |
MGO Building, Legaspi St. corner Dela Rosa St., Makati City |
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Note: In case of death, resignation or cessation of office of the officer designated as contact person, such incident shall be reported to the Commission within thirty (30) calendar days from the occurrence thereof with information and complete contact details of the new contact person designated.
SECURITIES AND EXCHANGE COMMISSION
CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.1
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1. |
May 16, 2024 |
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Date of Report (Date of earliest event reported) |
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2. |
SEC Identification Number PW-55 |
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3. |
BIR Tax Identification No. 000-488-793-00000 |
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4. |
PLDT Inc. |
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Exact name of issuer as specified in its charter |
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5. |
PHILIPPINES |
6. ____________ (SEC Use Only) |
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Province, country or other jurisdiction of Incorporation |
Industry Classification Code |
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7. |
Ramon Cojuangco Building, Makati Avenue, Makati City |
1200 |
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Address of principal office |
Postal Code |
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8. |
(632) 8250-0254 |
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Issuer's telephone number, including area code |
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9. |
Not Applicable |
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Former name or former address, if changed since last report |
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10. |
Securities registered pursuant to Sections 8 and 12 of the Securities Regulation Code and Sections 4 and 8 of the Revised Securities Act |
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Title of Each Class |
Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding |
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11. Item 9 (Other Events)
We disclose the voluntary separation of Mr. Mitchie M. Arcaina, a Vice President of PLDT Inc. (the “Company”), effective May 16, 2024, due to his voluntary resignation.
This event is not expected to have any significant impact on the Company’s current or future operations, financial position, or results of operations.
Pursuant to the requirements of the Securities and Regulation Code, the Company has duly authorized and caused this report to be signed on its behalf by the undersigned.
PLDT Inc.
By:
/s/Mark David P. Martinez
Mark David P. Martinez
Assistant Corporate Secretary
May 16, 2024
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly authorized and caused this report to be signed on its behalf by the undersigned.
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PLDT Inc. |
By |
: |
/s/Mark David P. Martinez |
Name |
: |
Mark David P. Martinez |
Title |
: |
Assistant Corporate Secretary |
Date: May 16, 2024
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