MidSouth Bancorp, Inc. (“MidSouth”) (NYSE: MSL) today announced
it has reached agreements with Basswood Capital Management
(“Basswood”), its largest shareholder, and Jacobs Asset Management,
LLC (“JAM”), its third largest shareholder. Under the terms of the
agreements, MidSouth has granted both Basswood and JAM the right to
have one non-voting observer attend MidSouth’s board of director
meetings for a minimum of two years, provided that Basswood and JAM
may choose to terminate the Agreements any time after nine months.
Under the Agreements, Basswood and JAM are subject to certain
agreements for the duration of the observer status, including,
among other things, prohibitions on making shareholder proposals,
soliciting proxies, proposing nominees for election to the Board or
proposing business combination transactions involving the
Company.
MidSouth Chairman Jake Delhomme remarked, “We are pleased to
have reached these agreements and MidSouth’s board and management
are committed to work constructively with our stakeholders to build
franchise value through the execution of our strategic plan to
reduce risk and to become a more efficient and focused commercial
bank.”
In addition, MidSouth announced it will be requesting approval
from the appropriate regulatory authorities for Ryan C. Medo and
John A. Heffern to join its Board of Directors.
Mr. Medo (42), is the founder of RTO I, LLC, a real estate
investment and management company based in Birmingham, Alabama, and
has also served as its Managing Member since 2015. Mr. Medo was
introduced to MidSouth by JAM. Mr. Medo was an investment banker
with Sterne Agee from 1999 to 2015 and served on the Board of
Directors of Sterne Agee until their sale to Stifel Nicolaus &
Co in 2015. Mr. Medo was also an organizer of CommerceOne Bank,
Inc., a Birmingham, Alabama based community bank, which commenced
operations in June 2018. Mr. Medo has a Bachelor’s degree in
Finance from the University of Alabama and a Master’s Degree in
Business Administration from University of New Orleans.
Mr. Heffern (57), is the founder of KCA/Princeton Advisors, LLC,
a private fund manager focused on the U.S. financial services
sector based in Princeton, New Jersey, and has served as its
Principal since January 2017. Prior to founding KCA, Mr. Heffern
was a Managing Partner/Senior Portfolio Manager at Chartwell
Investment Partners from 2005 through 2016 and managed the firm’s
growth investing strategies for institutional separate account
clients and as subadvisor to leading mutual fund companies with
multi-manager strategies in the areas of domestic small cap growth
and mid cap growth equities. From 1997 to 2005, he served as a
Senior Vice President and Senior Portfolio Manager with the growth
investing group at Delaware Investment Advisers, and was a founder
of the Delaware American Services Fund, a mutual fund specializing
in banking and non-banking financial companies as well as
non-financial service companies. From 1994 to 1997, he served as a
Senior Vice President/Senior Equity Analyst at NatWest Securities
Limited, Research Division, covering banks and specialty financial
services companies. From 1988 to 1994, Mr. Heffern was a Principal
and Senior Equity Analyst at Alex. Brown & Sons, Inc, Research
Division, where he specialized in US banks and thrifts. He holds an
M.B.A. in Finance and a BA in Economics from the University of
North Carolina at Chapel Hill. Mr. Heffern has also served as a
member of the Board of Directors of First BanCorp (NYSE: FBP), the
bank holding company for FirstBank Puerto Rico headquartered in San
Juan, Puerto Rico since October 2017.
MidSouth’s previously announced request for regulatory approval
for William “Bill” F. Grant III to join its Board is still
pending.
Jim McLemore, President and CEO of MidSouth commented, “We are
very pleased to be able to enhance the caliber of our board of
directors with the addition of Bill, John and Ryan who each have
significant governance and financial expertise in the community
bank arena. Their experience and insights will greatly help us
successfully implement our transformation strategy and drive
shareholder value.”
About MidSouth Bancorp,
Inc.
MidSouth Bancorp, Inc. is a bank holding company headquartered
in Lafayette, Louisiana, with total assets of $1.8 billion as of
September 30, 2018. MidSouth Bancorp, Inc. trades on the NYSE under
the symbol “MSL.” Through its wholly owned subsidiary, MidSouth
Bank, N.A., MidSouth offers a full range of banking services to
commercial and retail customers in Louisiana and Texas. MidSouth
Bank currently has 42 locations in Louisiana and Texas and is
connected to a worldwide ATM network that provides customers with
access to more than 55,000 surcharge-free ATMs. Additional
corporate information is available at MidSouthBank.com.
Forward-Looking Statements
Certain statements contained herein are forward-looking
statements within the meaning of Section 27A of the Securities Act
of 1933 and Section 21E of the Securities Exchange Act of 1934 and
subject to the safe harbor provisions of the Private Securities
Litigation Reform Act of 1995, which involve risks and
uncertainties. These statements include, among others,
statements regarding expected outcomes of regulatory requests and
future financial results. The words “anticipate,” “believe,”
“estimate,” “expect,” “intend,” “may,” “plan,” “will,” “would,”
“could,” “should,” “guidance,” “potential,” “continue,” “project,”
“forecast,” “confident,” and similar expressions are typically used
to identify forward-looking statements.
These statements are based on assumptions and assessments
made by management in light of their experience and their
perception of historical trends, current conditions, expected
future developments and other factors they believe to be
appropriate. Any forward-looking statements are not
guarantees of our future performance and are subject to risks and
uncertainties and may be affected by various factors that may cause
actual results, developments and business decisions to differ
materially from those in the forward-looking statements.
Factors that might cause such a difference include, among other
matters, changes in interest rates and market prices that could
affect the net interest margin, asset valuation, and expense
levels; changes in local economic and business conditions in the
markets we serve, including, without limitation, changes related to
the oil and gas industries that could adversely affect customers
and their ability to repay borrowings under agreed upon terms,
adversely affect the value of the underlying collateral related to
their borrowings, and reduce demand for loans; increases in
competitive pressure in the banking and financial services
industries; increased competition for deposits and loans which
could affect compositions, rates and terms; changes in the levels
of prepayments received on loans and investment securities that
adversely affect the yield and value of the earning assets; our
ability to successfully implement and manage our strategic
initiatives; costs and expenses associated with our strategic
initiatives and possible changes in the size and components of the
expected costs and charges associated with our strategic
initiatives; our ability to realize the anticipated benefits and
cost savings from our strategic initiatives within the anticipated
time frame, if at all; the ability of the Company to comply with
the terms of the formal agreement and the consent order with the
Office of the Comptroller of the Currency; risk of noncompliance
with and further enforcement actions regarding the Bank Secrecy Act
and other anti-money laundering statues and regulations; credit
losses due to loan concentration, particularly our energy lending
and commercial real estate portfolios; a deviation in actual
experience from the underlying assumptions used to determine and
establish our allowance for loan losses (“ALLL”), which could
result in greater than expected loan losses; the adequacy of the
level of our ALLL and the amount of loan loss provisions required
in future periods including the impact of implementation of the new
CECL (current expected credit loss) methodology; future
examinations by our regulatory authorities, including the
possibility that the regulatory authorities may, among other
things, impose conditions on our operations or require us to
increase our allowance for loan losses or write-down assets;
changes in the availability of funds resulting from reduced
liquidity or increased costs; the timing and impact of future
acquisitions or divestitures, the success or failure of integrating
acquired operations, and the ability to capitalize on growth
opportunities upon entering new markets; the ability to acquire,
operate, and maintain effective and efficient operating systems;
increased asset levels and changes in the composition of assets
that would impact capital levels and regulatory capital ratios;
loss of critical personnel and the challenge of hiring qualified
personnel at reasonable compensation levels; legislative and
regulatory changes, including the impact of regulations under the
Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
and other changes in banking, securities and tax laws and
regulations and their application by our regulators, changes in the
scope and cost of FDIC insurance and other coverage; regulations
and restrictions resulting from our participation in
government-sponsored programs such as the U.S. Treasury’s Small
Business Lending Fund, including potential retroactive changes in
such programs; changes in accounting principles, policies, and
guidelines applicable to financial holding companies and banking;
increases in cybersecurity risk, including potential business
disruptions or financial losses; acts of war, terrorism, cyber
intrusion, weather, or other catastrophic events beyond our
control; and other factors discussed under the heading “Risk
Factors” in MidSouth’s Annual Report on Form 10-K for the
year ended December 31, 2017 filed with the SEC on March 16, 2018
and in its other filings with the SEC.
MidSouth does not undertake any obligation to publicly update
or revise any of these forward-looking statements, whether to
reflect new information, future events or otherwise, except as
required by law.
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version on businesswire.com: https://www.businesswire.com/news/home/20181030006220/en/
MidSouth Bancorp, Inc.Jim McLemore, CFA, 337-237-8343President
& CEOorLorraine Miller, CFA, 337-593-3143EVP & CFO
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