Statement of Changes in Beneficial Ownership (4)
December 15 2021 - 04:49PM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instruction
1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Kennedy Janet H |
2. Issuer Name and Ticker or Trading
Symbol KANSAS CITY SOUTHERN [ KSU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
427 W 12TH STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/14/2021
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(Street)
KANSAS CITY, MO 64105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/14/2021 |
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D |
|
3402 |
D |
(1) |
0 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Pursuant to the Agreement
and Plan of Merger, dated as of September 15, 2021 (as amended,
supplemented or otherwise modified from time to time, the Merger
Agreement), by and among Canadian Pacific Railway Limited, a
Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a
Delaware corporation and a direct wholly owned subsidiary of CP
(Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware
corporation and a direct wholly owned subsidiary of Surviving
Merger Sub and Kansas City Southern, a Delaware corporation (KCS),
each outstanding share of KCS common stock, par value $0.01 (Common
Stock), was converted into the right to receive (a) 2.884 of newly
issued shares of CP common stock, without par value (such
consideration, the Share Consideration) and (b) $90.00 in cash
(together with the Share Consideration, the Merger Consideration).
Holders of record of Common Stock will receive cash in lieu of
fractional shares. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Kennedy Janet H
427 W 12TH STREET
KANSAS CITY, MO 64105 |
X |
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|
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Signatures
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Julie D. Powell, Attorney-in-fact |
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12/15/2021 |
**Signature of Reporting
Person |
Date |
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