Statement of Changes in Beneficial Ownership (4)

Date : 12/07/2018 @ 5:37PM
Source : Edgar (US Regulatory)
Stock : Hyster-Yale Materials Handling Class A (HY)
Quote : 61.64  -1.08 (-1.72%) @ 9:02PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN ALFRED M ET AL
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chairman
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/6/2018
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   12/6/2018     P    122   (1) A $62.522   9165   I   Serves as trustee of trust for the benefit of Clara Rankin   (2)
Class A Common Stock   12/6/2018     P    244   (1) A $62.522   118150   I   Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.  
Class A Common Stock   12/6/2018     P    489   (1) A $62.522   57680   I   spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin   (3)
Class A Common Stock   12/6/2018     P    367   (1) A $62.522   27525   I   Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin   (3)
Class A Common Stock   12/6/2018     P    1   (1) A $62.52   (4) 62   I   Proportionate Interest in shares held by RA5 held by Rankin Management Inc.  
Class A Common Stock   12/6/2018     P    46   (1) A $62.52   (4) 12995   I   Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5  
Class A Common Stock   12/6/2018     P    1   (1) A $62.52   (4) 520   I   Represents the proportionate interest in shares held by RA5  
Class A Common Stock   12/6/2018     P    47   (1) A $62.52   (4) 108472   I   Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler  
Class A Common Stock   12/6/2018     P    47   (1) A $62.52   (4) 108472   I   Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams  
Class A Common Stock   12/6/2018     P    1   (1) A $62.52   (4) 72   I   Proportionate Interest in shares held by RA6 held by Rankin Management Inc.  
Class A Common Stock   12/6/2018     P    81   (1) A $62.52   (4) 108553   I   Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler  
Class A Common Stock   12/6/2018     P    81   (1) A $62.52   (4) 108553   I   Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams  
Class A Common Stock   12/6/2018     P    1   (1) A $62.52   (4) 211   I   Represents the proportionate interest in shares held by RAVI  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 456   I   Spouse's proportionate interest in shares held by RA VI  
Class A Common Stock   12/6/2018     P    2   (1) A $62.52   (4) 457   I   Brother's Proportionate interest in share held by Rankin Associates VI  
Class A Common Stock                  21920   I   Represents the proportionate limited partnership interest in shares held by AMR Associates LP  
Class A Common Stock                  14752   I   Held in an Individual Retirement Account for the benefit of the Reporting Person.  
Class A Common Stock                  10271   I   proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR  
Class A Common Stock                  541   I   Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP  
Class A Common Stock                  19   I   proportionate general partnership interest shares held by RAIV  
Class A Common Stock                  1087   I   Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P  
Class A Common Stock                  1975   I   proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner  
Class A Common Stock                  18625   I   Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.   (3)
Class A Common Stock                  42666   I   proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin   (3)
Class A Common Stock                  25099   I   proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin   (3)
Class A Common Stock                  46182   I   Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV   (3)
Class A Common Stock                  9600   I   Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren   (3)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   25524     25524   I   Represents the proportionate limited partnership interest in shares held by AMR Associates LP  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   14160     14160   I   Held in an Individual Retirement Account for the benefit of the Reporting Person.  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   17556     17556   I   Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   18373     18373   I   proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   541     541   I   Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   31     31   I   proportionate general partnership interest shares held by RAIV  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   1721     1721   I   Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   1975     1975   I   proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   18625     18625   I   Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   76330     76330   I   proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   25099     25099   I   proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   73166     73166   I   Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   747     747   I   Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   9600     9600   I   Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren   (3)
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   94809     94809   I   Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   94809     94809   I   Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler  
Class B Common Stock     (5)                    (5)   (5) Class A Common Stock   21006     21006   I   spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin   (3)

Explanation of Responses:
(1)  Shares purchased pursuant to 10b5-1 plan
(2)  Reporting person serves as Trust for Clara L.T. Rankin Trust
(3)  Reporting Person disclaims beneficial ownership of all such shares.
(4)  2018-Dec-6-Weighted Average - Share Price represents average price between $62.50 and $62.67.
(5)  N/A

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RANKIN ALFRED M ET AL
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124
X
Chairman

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 12/6/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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