Form 4 - Statement of changes in beneficial ownership of securities
July 06 2023 - 11:52AM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
MAYFIELD HEIGHTS |
OH |
44124 |
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2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC.
[ HY ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
Member of a Group |
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3. Date of Earliest Transaction
(Month/Day/Year) 07/03/2023
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Rule 10b5-1(c) Transaction Indication
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
07/03/2023 |
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A
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682 |
A |
$0
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15,299 |
I |
Spouse serves as Trustee of trust fbo David B. Williams
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Class A Common Stock |
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165,124 |
I |
proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock |
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607 |
I |
Serves as Trustee of HRB 2020 GST trust fbo Clara Butler
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Class A Common Stock |
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181,454 |
I |
Held by trust for the benefit of Reporting Person |
Class A Common Stock |
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608 |
I |
Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler
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Class A Common Stock |
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1,217 |
I |
Child's proportionate partnership interest shares held by AMR Associates LP
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Class A Common Stock |
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6,555 |
I |
Reporting Person?s spouse is trustee of a Trust fbo minor child.
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Class A Common Stock |
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608 |
I |
Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams
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Class A Common Stock |
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1,217 |
I |
Child's proportionate partnership interest shares held by AMR Associates LP
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Class A Common Stock |
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9,305 |
I |
Reporting Person?s spouse is trustee of a Trust fbo minor child.
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Class A Common Stock |
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607 |
I |
Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock |
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Class A Common Stock |
129,223 |
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129,223 |
I |
proportionate partnership interest shares held by AMR Associates LP |
Class B Common Stock |
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Class A Common Stock |
20,160 |
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20,160 |
I |
Serves as Trustee of BTR 2020 GST trust fbo Clara Williams |
Class B Common Stock |
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Class A Common Stock |
62,368 |
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62,368 |
I |
Serves as Trustee of HRB 2020 GST trust fbo Clara Butler
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Class B Common Stock |
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Class A Common Stock |
52,321 |
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52,321 |
I |
Reporting Person?s proportionate interests in shares held by Rankin Associates I. |
Class B Common Stock |
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Class A Common Stock |
85,056 |
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85,056 |
I |
Reporting Person?s proportionate interests in shares held by Rankin Associates IV. |
Class B Common Stock |
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Class A Common Stock |
146 |
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146 |
I |
Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class B Common Stock |
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Class A Common Stock |
13,276 |
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13,276 |
I |
spouse's proportionate LP interest in shares held by RA II LP
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Class B Common Stock |
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Class A Common Stock |
905 |
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905 |
I |
Spouse's proportionate interests held in shares in Rankin Associates V |
Class B Common Stock |
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Class A Common Stock |
635 |
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635 |
I |
Spouse's proportionate interest in shares held by Rankin Associates VI
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Class B Common Stock |
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Class A Common Stock |
62,369 |
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62,369 |
I |
Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler
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Class B Common Stock |
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Class A Common Stock |
2,560 |
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2,560 |
I |
Child's proportionate partnership interest shares held by AMR Associates LP
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Class B Common Stock |
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Class A Common Stock |
21,899 |
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21,899 |
I |
Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
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Class B Common Stock |
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Class A Common Stock |
461 |
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461 |
I |
child's proportionate interests held in shares in Rankin Associates V
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Class B Common Stock |
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Class A Common Stock |
634 |
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634 |
I |
Child's proportionate interest in shares held by Rankin Associates VI
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Class B Common Stock |
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Class A Common Stock |
62,369 |
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62,369 |
I |
Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams
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Class B Common Stock |
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Class A Common Stock |
2,560 |
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2,560 |
I |
Child's proportionate partnership interest shares held by AMR Associates LP
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Class B Common Stock |
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Class A Common Stock |
19,149 |
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19,149 |
I |
Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
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Class B Common Stock |
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Class A Common Stock |
461 |
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461 |
I |
child's proportionate interests held in shares in Rankin Associates V
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Class B Common Stock |
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Class A Common Stock |
634 |
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634 |
I |
Child's proportionate interest in shares held by Rankin Associates VI
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Class B Common Stock |
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Class A Common Stock |
62,369 |
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62,369 |
I |
Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams
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Explanation of Responses: |
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/s/ Suzanne S. Taylor, attorney-in-fact |
07/05/2023 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
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