Current Report Filing (8-k)
July 27 2017 - 5:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported):
July 27, 2017
FS Investment Corporation
(Exact name of Registrant as specified
in its charter)
Maryland
(State or other jurisdiction
of incorporation)
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814-00757
(Commission
File Number)
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26-1630040
(I.R.S. Employer
Identification No.)
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201 Rouse Boulevard
Philadelphia, Pennsylvania
(Address of principal executive offices)
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19112
(Zip Code)
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Registrant’s telephone number, including
area code:
(215) 495-1150
None
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging
growth company
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.07. Submission
of Matters to a Vote of Security Holders.
FS Investment Corporation (the “Company”)
held its Annual Meeting of Stockholders (the “Annual Meeting”) on June 14, 2017. On June 14, 2017, the Company adjourned
the Annual Meeting with respect to the Share Issuance Proposal (as defined below) to permit additional time to solicit stockholder
votes for such proposal. The first reconvened meeting (the “First Reconvened Meeting”) was held on July 12, 2017. On
July 12, 2017, the Company adjourned the First Reconvened Meeting with respect to the Share Issuance Proposal to permit additional
time to solicit stockholder votes for such proposal. The second reconvened meeting (the “Second Reconvened Meeting”)
was held on July 27, 2017. As of April 20, 2017, the record date for the determination of stockholders entitled to notice of, and
to vote at, the Second Reconvened Meeting, 245,153,010 shares of common stock were eligible to be voted in person or by proxy.
Of the eligible shares of common stock to be voted, 126,004,265 were voted in person or by proxy at the Second Reconvened Meeting.
Stockholders were asked to consider and act upon the following proposal, which was described in the Company’s definitive
proxy statement filed with the Securities and Exchange Commission on April 28, 2017 (the “Proxy Statement”):
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Proposal – to authorize flexibility for the Company, with the approval of the Company’s board of directors, to offer and sell shares of the Company’s common stock during the 12 months following stockholder approval, at a price below the then-current net asset value per share, subject to certain limitations described in the Proxy Statement (the “Share Issuance Proposal”).
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The Share Issuance Proposal was approved
by the Company’s stockholders at the Second Reconvened Meeting. The votes for, votes against, abstentions and
broker non-votes are set forth below:
Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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101,999,186
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16,808,072
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7,197,007
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0
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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FS Investment Corporation
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Date:
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July 27, 2017
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By:
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/s/ Stephen S. Sypherd
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Stephen S. Sypherd
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Vice President
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FS Investment Corp. (delisted) (NYSE:FSIC)
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