Amended Statement of Changes in Beneficial Ownership (4/a)
March 24 2020 - 6:05PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Lambertz Shelly |
2. Issuer Name and Ticker or Trading Symbol
CONTINENTAL RESOURCES, INC
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CLR
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
PO BOX 268836, 20 N. BROADWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/20/2020 |
(Street)
OKLAHOMA CITY, OK 73126
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/12/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/10/2020 | | A | | 22538 | A | $0.00 | 46100 (1) | D (2) | |
Common Stock | 3/20/2020 | | P | | 1624 | A | $8.75 | 71636 | I | Held through trust |
Common Stock | 3/20/2020 | | P | | 105947 | A | $8.7486 (3) | 177583 | I | Held through trust |
Common Stock | 3/23/2020 | | P | | 1200 | A | $8.7467 (4) | 178783 | I | Held through trust |
Common Stock | | | | | | | | 2300 | I | Held by spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | 4,739 shares of restricted common stock which vest on May 15, 2020; 1,357 shares of restricted common stock which vest on November 15, 2020; 6,960 shares of restricted common stock which vest on May 15, 2021; 1,912 shares of restricted common stock which vest on November 15, 2021; 3,038 shares of restricted common stock which vest on February 15, 2022; and 16,971 shares of restricted common stock which vest on February 15, 2023. |
(2) | This form amends the transaction reported on this line to include shares that were inadvertently omitted from the report of the transaction originally filed on February 12, 2020 and to make conforming edits to the footnote describing the vesting of unvested shares held by Ms. Lambertz. The shares shown on this line represent the total shares awarded to Ms. Lambertz on February 10, 2020, as amended by this Form 4A. |
(3) | This transaction was executed in multiple trades at prices ranging from $8.72 to $8.75. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price. |
(4) | This transaction was executed in multiple trades at prices ranging from $8.74 to $8.75. The price reported represents the weighted average transaction price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lambertz Shelly PO BOX 268836 20 N. BROADWAY OKLAHOMA CITY, OK 73126 | X |
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Signatures
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/s/ Eric S. Eissenstat, Attorney-In-Fact | | 3/24/2020 |
**Signature of Reporting Person | Date |
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