Current Report Filing (8-k)
February 25 2022 - 04:47PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 25,
2022
Apollo Asset Management, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-35107 |
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20-8880053 |
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(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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9
West 57th Street, 43rd Floor
New York, New York 10019
(Address of principal executive offices) (Zip Code)
(212) 515-3200
(Registrant's telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
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6.375% Series A Preferred Stock |
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AAM.PR A |
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New York Stock Exchange |
6.375% Series B Preferred Stock |
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AAM.PR B |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended
transition
period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
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Item 7.01
Regulation
FD Disclosure.
On February 25, 2022, Apollo Asset
Management, Inc. (the “Company”) filed its annual report on Form
10-K as of and for the fiscal year ended December 31, 2021.
Pursuant to that certain indenture, dated as of May 30, 2014, as
supplemented, among Apollo Management Holdings, L.P. (“AMH”), the
guarantors party thereto (collectively with AMH, the “Credit
Parties”) and Wells Fargo Bank, National Association, as trustee,
attached as Exhibit 99.1 is a copy of the unaudited reconciliation
indicating the differences between the financial information of the
Company and the financial information of the Credit Parties and
their subsidiaries on a combined and consolidated basis, taken as a
whole.
The information included in this Current
Report on Form 8-K (including the exhibit hereto) is being
furnished under Item 7.01, “Regulation FD Disclosure” and Item 9.01
“Financial Statements and Exhibits” of Form 8-K. As such, the
information (including the exhibit) herein shall not be deemed to
be “filed” for the purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that Section, nor shall it be
incorporated by reference into a filing under the Securities Act of
1933, as amended, or the Exchange Act, except as shall be expressly
set forth by specific reference in such a filing.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits
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Exhibit No. |
Description |
99.1 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL
document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
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APOLLO ASSET MANAGEMENT, INC. |
Date: February 25, 2022 |
By: |
/s/ Louis-Jacques Tanguy |
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Louis-Jacques Tanguy
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Chief Accounting Officer
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Apollo Global Management (NYSE:APO-A)
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