Statement of Changes in Beneficial Ownership (4)
June 05 2020 - 5:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bryant Deric D. |
2. Issuer Name and Ticker or Trading Symbol
ChampionX Corp
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CHX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) See remarks |
(Last)
(First)
(Middle)
C/O CHAMPIONX CORP, 2445 TECHNOLOGY, FOREST BLVD, BLDG 4, 12TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/3/2020 |
(Street)
THE WOODLANDS, TX 77381
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/3/2020 | | A | | 578396 | A | $0 | 578396 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $2.65 | 6/3/2020 | | A | | 52561 | | 6/3/2020 | 12/1/2021 | Common Stock | 52561.0 | $0 | 52561 | D | |
Stock Option (Right to Buy) | $3.41 | 6/3/2020 | | A | | 48356 | | 6/3/2020 | 12/5/2022 | Common Stock | 48356.0 | $0 | 48356 | D | |
Stock Option (Right to Buy) | $4.92 | 6/3/2020 | | A | | 36162 | | 6/3/2020 | 12/4/2023 | Common Stock | 36162.0 | $0 | 36162 | D | |
Stock Option (Right to Buy) | $5.13 | 6/3/2020 | | A | | 49303 | | 6/3/2020 | 12/3/2024 | Common Stock | 49303.0 | $0 | 49303 | D | |
Stock Option (Right to Buy) | $5.67 | 6/3/2020 | | A | | 52540 | | 6/3/2020 | 12/2/2025 | Common Stock | 52540.0 | $0 | 52540 | D | |
Stock Option (Right to Buy) | $5.6 | 6/3/2020 | | A | | 152408 | | 6/3/2020 | 12/7/2026 | Common Stock | 152408.0 | $0 | 152408 | D | |
Stock Option (Right to Buy) | $6.53 | 6/3/2020 | | A | | 290541 | | 6/3/2020 (1) | 12/6/2027 | Common Stock | 290541.0 | $0 | 290541 | D | |
Stock Option (Right to Buy) | $7.54 | 6/3/2020 | | A | | 228287 | | 6/3/2020 (2) | 12/4/2028 | Common Stock | 228287.0 | $0 | 228287 | D | |
Explanation of Responses: |
(1) | Includes 193,680 shares exercisable on 6/3/2020, and 96,861 shares that become exercisable 12/6/2020. |
(2) | Includes 76,089 shares exercisable on 6/3/2020, with the remaining 152,198 shares becoming exercisable in two equal annual installments beginning 12/4/2020. |
Remarks: Chief Operating Officer and President, Chemical Technologies |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bryant Deric D. C/O CHAMPIONX CORP, 2445 TECHNOLOGY FOREST BLVD, BLDG 4, 12TH FLOOR THE WOODLANDS, TX 77381 |
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| See remarks |
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Signatures
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/s/ Julia Wright, as attorney-in-fact | | 6/5/2020 |
**Signature of Reporting Person | Date |
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