Statement of Changes in Beneficial Ownership (4)
August 18 2022 - 04:06PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Blue Pool Capital
Ltd |
2. Issuer Name and Ticker or Trading
Symbol BLUE OWL CAPITAL INC. [ OWL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
25/F HYSAN PLACE, 500 HENNESSY ROAD, CAUSEWAY BAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/16/2022
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(Street)
HONG KONG, K3
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) ___
Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting
Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A common stock, par value $0.0001 per
share |
8/16/2022 |
|
S |
|
355000 |
D |
$12.74 |
44617043 (1)(2) |
D (1)(2) |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
This statement is being
filed by the following Reporting Persons: Blue Pool Capital
Limited, Blue Pool Management Ltd. and Oliver Paul Weisberg. The
securities covered by this statement are directly owned by PSPE II
Limited. Blue Pool Capital Limited, which is a wholly owned
subsidiary of Blue Pool Management Ltd., is the investment manager
of PSPE II Limited and has voting and dispositive power over
securities directly and indirectly held by PSPE II Limited. Mr.
Weisberg is the sole shareholder of Blue Pool Management Ltd. Mr.
Weisberg is also a director of Blue Pool Management Ltd. and Blue
Pool Capital Limited. Each of the Reporting Persons disclaims any
beneficial ownership with respect to such securities, except to the
extent of its respective pecuniary interest therein, if
any. |
(2) |
This report shall not be an
admission that any of the Reporting Persons is a beneficial owner
of the securities held by PSPE II Limited, in each case for the
purpose of Section 16 of the Exchange Act, or for any other
purpose, except to the extent of their pecuniary interests therein,
if any. Each of the Reporting Persons disclaims any beneficial
ownership with respect to such securities, except to the extent of
its respective pecuniary interest therein, if any. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Blue Pool Capital Ltd
25/F HYSAN PLACE
500 HENNESSY ROAD, CAUSEWAY BAY
HONG KONG, K3 |
|
X |
|
|
Blue Pool Management Ltd.
25/F HYSAN PLACE
500 HENNESSY ROAD, CAUSEWAY BAY
HONG KONG, K3 |
|
X |
|
|
WEISBERG OLIVER PAUL
25/F HYSAN PLACE
500 HENNESSY ROAD, CAUSEWAY BAY
HONG KONG, K3 |
|
X |
|
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Signatures
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Blue Pool Management Ltd., By: /s/ Henry Li,
Name: Henry Li, Title: Attorney-in-fact for each of Oliver Paul
Weisberg and Henry Li, Directors of Blue Pool Management
Ltd. |
|
8/18/2022 |
**Signature of Reporting
Person |
Date |
Blue Pool Capital Limited, By: /s/ Henry Li,
Name: Henry Li, Title: Partner and General Counsel |
|
8/18/2022 |
**Signature of Reporting
Person |
Date |
Oliver Paul Weisberg, By: /s/ Henry Li, Name:
Henry Li, Title: Attorney-in-fact for Oliver Paul
Weisberg |
|
8/18/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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