Statement of Changes in Beneficial Ownership (4)
March 30 2020 - 4:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Stewart Edward |
2. Issuer Name and Ticker or Trading Symbol
RBC Bearings INC
[
ROLL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
5715 EAST CHENEY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/26/2020 |
(Street)
PARADISE VALLEY, AZ 85253
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 3/26/2020 | | M | | 2500 | A | $51.08 | 23100 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option to Purchase Common Stock | $51.08 | 3/26/2020 | | M | | | 2500 | 6/14/2014 | 6/14/2020 | Common Stock | 2500 | $0 | 0 | D | |
Option to Purchase Common Stock | $72.83 | | | | | | | 7/1/2020 | 7/1/2022 | Common Stock | 400 | | 400 | D | |
Option to Purchase Common Stock | $72.94 | | | | | | | 7/8/2017 (2) | 7/8/2023 | Common Stock | 2000 | | 2000 | D | |
Option to Purchase Common Stock | $99.64 | | | | | | | 6/27/2018 (3) | 6/27/2024 | Common Stock | 2000 | | 2000 | D | |
Option to Purchase Common Stock | $128.24 | | | | | | | 7/3/2019 (4) | 7/3/2025 | Common Stock | 1000 | | 1000 | D | |
Option to Purchase Common Stock | $158.48 | | | | | | | 8/19/2020 (5) | 8/19/2026 | Common Stock | 1000 | | 1000 | D | |
Explanation of Responses: |
(1) | Includes 2,917 shares of restricted stock, which vest according to the following schedule; 417 shares that vest on 6/27/2020; 1,000 shares 1/2 of which vest on 7/3/2020 and 1/2 vest on 7/3/2021; 1,500 shares 1/3 of which vest on 8/19/2020, 1/3 vest on 8/19/2021 and 1/3 vest on 8/19/2022. |
(2) | All these options to purchase Common Stock are exercisable except for 800 options that are subject to the following vesting schedule - 1/2 vest on 7/8/2020 and 1/2 vest on 7/8/2021. |
(3) | All these options to purchase Common Stock are exercisable except for 1,200 options that are subject to the following vesting schedule - 1/3 vest on 6/27/2020, 1/3 vest on 6/27/2021 and 1/3 vest on 6/27/2022. |
(4) | All these options to purchase Common Stock are exercisable except for 800 options that are subject to the following vesting schedule - 1/4 vest on 7/3/2020, 1/4 vest on 7/3/2021, 1/4 vest on 7/3/2022 and 1/4 vest on 7/3/2023. |
(5) | Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/5 vest on 8/19/2020, 1/5 vest on 8/19/2021, 1/5 vest on 8/19/2022, 1/5 vest on 8/19/2023 and 1/5 vest on 8/19/2024. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Stewart Edward 5715 EAST CHENEY DRIVE PARADISE VALLEY, AZ 85253 | X |
|
|
|
Signatures
|
/s/Joseph Salamunovich/attorney in fact | | 3/30/2020 |
**Signature of Reporting Person | Date |
RBC Bearings (NASDAQ:ROLL)
Historical Stock Chart
From Apr 2024 to May 2024
RBC Bearings (NASDAQ:ROLL)
Historical Stock Chart
From May 2023 to May 2024