Current Report Filing (8-k)
October 21 2016 - 3:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) October 21, 2016
Peoples United Financial, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction
of incorporation)
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001-33326
(Commission File
Number)
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20-8447891
(IRS Employer
Identification No.)
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850 Main Street, Bridgeport, CT
(Address of principal executive offices)
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06604
(Zip Code)
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Registrants telephone number, including area code (203) 338-7171
Not Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01.
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Regulation FD Disclosure.
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On October 21, 2016, Peoples United Financial, Inc. (the
Company) announced the release of the company-run stress test results as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act for both the Company and its subsidiary, Peoples United Bank, N.A. The results can
be found in the Investor Relations section of the Companys web site at
www.peoples.com
under Financial Information.
The
information contained in and accompanying this Form 8-K with respect to Item 7.01 (including Exhibit 99.1 hereto) is being furnished to, and not filed with, the Securities and Exchange Commission in accordance with General Instruction B.2 to
Form 8-K.
Item 9.01.
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Financial Statements and Exhibits
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(d)
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The following Exhibit is submitted herewith.
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Exhibit No.
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Description
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99.1
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Press Release dated October 21, 2016
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Peoples United Financial, Inc.
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(Registrant)
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Date: October 21, 2016
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By:
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/s/ Robert E. Trautmann
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(Signature)
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Name:
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Robert E. Trautmann
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Title:
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Senior Executive Vice President and General Counsel
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EXHIBIT INDEX
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Exhibit No.
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Description
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Page
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99.1
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Press Release dated October 21, 2016
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99.1-1
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