Current Report Filing (8-k)
December 23 2022 - 5:16PM
Edgar (US Regulatory)
0001499961
false
0001499961
2022-12-23
2022-12-23
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): |
December 23, 2022 |
|
MULLEN AUTOMOTIVE INC.
_____________________________________________________________
(Exact name of registrant as specified in its charter)
Delaware |
001-34887 |
86-3289406 |
(State or other jurisdiction of
incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
1405 Pioneer Street, Brea, California 92821
(Address, including
zip code, of principal executive offices)
Registrant’s telephone number, including area code |
(714) 613-1900 |
|
(Former name or former address, if changed since
last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class |
Trading symbol(s) |
Name of each exchange on which registered |
Common Stock, par value $0.001 |
MULN |
The Nasdaq Stock Market, LLC (Nasdaq Capital Market) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Item 5.07. |
Submission of Matters to a Vote of Security Holders. |
On December 23, 2022, Mullen
Automotive Inc. (the “Company”) convened its Special Meeting of Stockholders (the “Special Meeting”). The purpose
of the Special Meeting was described in the Company’s definitive Proxy Statement filed with the Securities and Exchange Commission
on November 25, 2022 and the Amendment to the Company’s definitive Proxy Statement filed with the Securities and Exchange Commission
on December 16, 2022 (together, the “Proxy Statement”).
As of November 21, 2022, the
record date of the Special Meeting, there were 1,659,097,754 shares of common stock, 1,925 shares of Series A preferred stock, one share
of Series AA preferred stock, and 1,211,757 shares of Series C preferred stock entitled to vote at the Special Meeting. Present in person
(virtually via live audiocast) or by proxy at the Special Meeting were more than 33-1/3 percent of the outstanding capital stock entitled
to vote at the Special Meeting, which constituted a quorum.
The final voting results for
Proposal No.5, as described in the Proxy Statement, are set forth below.
Proposal
No. 5: The adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional
proxies if there are insufficient votes to adopt Proposal Nos. 1, 2 and 4 or establish a quorum (the “Adjournment Proposal”).
The proposal was approved by a vote of stockholders as follows:
Votes For | | |
Votes Against | | |
Abstentions | | |
Broker Non-Votes | |
| 654,754,323 | | |
| 173,582,260 | | |
| 16,662,035 | | |
| - | |
In accordance with the authority
granted pursuant to Proposal No.5, the Special Meeting was adjourned in order to allow additional time for stockholders to vote on Proposals
Nos. 1, 2 and 4 as described in the Proxy Statement, which are, respectively, to approve the Reverse Stock Split Proposal, the Authorized
Share Increase Proposal and the Nasdaq Listing Rule 5635(d) Proposal. The adjourned Special Meeting will be reconvened at 11:00 a.m.,
Pacific Standard Time, on January 19, 2023 via live audiocast. Shareholders can attend the reconvened meeting via the same meeting link
as set for in the Proxy Statement.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
MULLEN AUTOMOTIVE INC. |
|
|
Date: December 23, 2022 |
By: |
/s/ David Michery |
|
|
David Michery |
|
|
Chief Executive Officer |
Mullen Automotive (NASDAQ:MULN)
Historical Stock Chart
From Jun 2024 to Jul 2024
Mullen Automotive (NASDAQ:MULN)
Historical Stock Chart
From Jul 2023 to Jul 2024