UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

_____________________________________________________________
FORM SD
Specialized Disclosure Report
____________________________________________________________ 

MAXWELL TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)
_____________________________________________________________ 

Delaware
 
001-15477
 
95-2390133
(State or other jurisdiction
of incorporation or organization)
 
(Commission File Number)
 
(I.R.S. Employer
Identification Number)

3888 Calle Fortunada
San Diego, California
 
 
 
92123
(Address of principal executive offices)
 
 
 
(Zip Code)


Sabrina Randolph, Vice President and Worldwide Controller (858) 503-3300
(Name and telephone number, including area code, of the person to contact in connection with this report.)

_____________________________________________________________

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in the form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2014.






Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure
On June 1, 2015, Maxwell Technologies, Inc. (the “Company”) filed its Conflict Minerals Report for the fiscal year ended December 31, 2014. A copy of this report is attached hereto as Exhibit 1.01 and is also available on the Company’s website at www.maxwell.com.

Item 1.02 Exhibit

The Conflict Minerals Report as required by Item 1.01 is filed as Exhibit 1.01 to this Form.


Section 2 - Exhibits

Item 2.01 Exhibits
 
 
 
Exhibit No.
  
Description
 
 
1.01
  
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
  
 
 
 
 
 
MAXWELL TECHNOLOGIES, INC.
 
 
 
 
By:
 
/s/ David Lyle
 
 
 
David Lyle
 
 
 
Senior Vice President, Chief Financial Officer, Treasurer and Secretary

Date: June 1, 2015





Exhibit 1.01

Maxwell Technologies, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2014
This Conflict Minerals Report (“Report”) for the year ended December 31, 2014 has been prepared in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”). Certain terms in this Report are defined in Rule 13p-1, and the reader is referred to this Rule and to Release No. 34-67716 issued by the Securities and Exchange Commission on August 22, 2012 for these definitions.
Conflict Minerals, as defined under Rule 13p-1, include tin, tantalum, tungsten or gold, or their derivatives. Maxwell Technologies, Inc. ("Maxwell" or the "Company") manufactures, or contracts to manufacture, the following High Reliability products containing Conflict Minerals necessary to the functionality or production of the products:
Ultracapacitors, which are energy storage devices providing highly reliable energy storage and power delivery solutions for applications in multiple industries, including transportation, automotive, information technology, renewable energy and industrial electronics;
High-Voltage Capacitors, including grading and coupling capacitors and capacitive voltage dividers that are used to ensure the safety and reliability of electric utility infrastructure and other applications involving transport, distribution and measurement of high-voltage electrical energy; and
Radiation-Hardened Microelectronic Products, including single board computers and components incorporating Maxwell’s proprietary technology that enables them to perform reliably in space.
In accordance with Rule 13p-1, Maxwell undertook due diligence to determine the source and chain of custody of Conflict Minerals necessary to the production or functionality of its products. In conducting its due diligence, Maxwell applied the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. The objective of this due diligence is to determine whether Conflict Minerals originated in the Democratic Republic of the Congo or an Adjoining Country (collectively defined as the “Covered Countries”), and if so, whether sourcing practices directly or indirectly financed or benefited Armed Groups in the Covered Countries. Under Rule 13p-1, “DRC conflict free” refers to products for which sourcing practices did not directly or indirectly finance or benefit Armed Groups in the Covered Countries. In this Report, Maxwell uses the term “conflict-free” more broadly to refer to suppliers, smelters and refiners that source Conflict Minerals without funding conflict as described above.
Maxwell exercised reasonable due diligence to determine the source and chain of custody of its Conflict Minerals in accordance with the OECD Due Diligence Guidance. These procedures included the following:
Formed a steering committee with executive leadership responsible for overseeing the Company’s compliance with Rule 13p-1, including the design and execution of a due diligence plan;
Established a Conflict Mineral Policy and published the policy on its publically-available internet site;
Determined in-scope suppliers of materials and components that contain or may contain Conflict Minerals and conducted supply chain surveys to assess the usage of Conflict Minerals and to identify the smelter and refiners of Conflict Minerals in the Company’s supply chain;
Implemented a third party software program to assist with the execution of the Company's 2014 conflict minerals due diligence program;
Implemented a standard purchasing agreement template containing provisions requiring key suppliers to meet the standards in our Conflict Minerals Policy;
Reviewed and evaluated responses received from in-scope suppliers for completeness and reasonableness and conducted several rounds of follow up on incomplete responses;
Evaluated smelting and refining facilities identified in the Company’s supply chains for Conflict Minerals against the list of smelters and refiners that have been designated as “conflict-free” under the Conflict-Free Smelter Program sponsored by the Electronics Industry Citizen Coalition and the Global e-Sustainability Initiative ("EICC-GeSI"); and,
Assigned a risk score to each of its suppliers of Conflict Minerals based on mineral sourcing practices in order to determine corrective actions and further due diligence measures to be performed.
For the supply chain surveys described above, Maxwell conducted these surveys utilizing the Conflict Mineral Reporting Template developed by EICC-GeSI. All responses received from suppliers were reviewed and evaluated for reasonableness and



completeness and all identified smelters and refiners were checked against the EICC-GeSI list of certified “conflict-free” smelters and refiners to determine whether the facility has been independently certified as “conflict-free”. To date, not all suppliers have responded to Maxwell’s survey, and for those suppliers which did respond, many responses were incomplete in that not all of the indirect suppliers underlying Maxwell’s direct suppliers have provided complete location of origin information for Conflict Minerals. Therefore, the source and chain of custody information for Conflict Minerals included in Maxwell’s products is currently incomplete. Further, to date, very few smelters and refiners have been designated as “conflict-free” under the EICC-GeSI Conflict Free Smelter Program.
Below is a summary of the number of suppliers surveyed for each product line and the responses received to date:
For Ultracapacitor products, 59 suppliers were surveyed and approximately 96% of suppliers have provided a survey response.
For High-Voltage Capacitor products, 6 suppliers were surveyed and 100% of suppliers have provided a survey response.
For Radiation-Hardened Microelectronic products, 50 suppliers were surveyed and approximately 97% of suppliers have provided a survey response.
Identified smelters and refiners and countries of origin for Conflict Minerals included in the Company’s products, to the extent known, are listed in attachment A to this Report.
For the 2015 compliance period, Maxwell plans to continue to execute due diligence measures to determine the source and chain of custody of its Conflict Minerals and to further mitigate the risk that its necessary Conflict Minerals fund conflict in the DRC. Specifically, Maxwell intends to focus on the following procedures:
Design additional risk mitigation measures for high risk suppliers and implement corrective action plans for these suppliers;
Develop a plan to roll out new standard purchasing agreements, containing provisions requiring compliance with Maxwell's Conflict Minerals Policy, to our current key suppliers;
Conduct supply chain surveys on the source and chain of custody of Conflict Minerals for the 2015 compliance period with the objective of obtaining current sourcing information for 2015 and improving the completeness of source and chain of custody information for Conflict Minerals in the Company’s products.
Engage an independent auditor to perform an audit of the Company's due diligence program for the 2015 compliance period.



Attachment A

Metal
Smelter Reference List
Country
Smelter ID
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
CID000019
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
CID000035
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
CID000041
Gold
AngloGold Ashanti Córrego do Sítio Mineração
BRAZIL
CID000058
Gold
Argor-Heraeus SA
SWITZERLAND
CID000077
Gold
Asahi Pretec Corporation
JAPAN
CID000082
Gold
Asaka Riken Co., Ltd.
JAPAN
CID000090
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
CID000103
Gold
Aurubis AG
GERMANY
CID000113
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
CID000128
Gold
Bauer Walser AG
GERMANY
CID000141
Gold
Boliden AB
SWEDEN
CID000157
Gold
C. Hafner GmbH + Co. KG
GERMANY
CID000176
Gold
Caridad
MEXICO
CID000180
Gold
CCR Refinery ? Glencore Canada Corporation
CANADA
CID000185
Gold
Cendres + Métaux SA
SWITZERLAND
CID000189
Gold
Chimet S.p.A.
ITALY
CID000233
Gold
China National Gold Group Corporation
CHINA
CID000242
Gold
Chugai Mining
JAPAN
CID000264
Gold
Colt Refining
UNITED STATES
CID000288
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
CID000328
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
CID000343
Gold
Do Sung Corporation
KOREA, REPUBLIC OF
CID000359
Gold
Doduco
GERMANY
CID000362
Gold
Dowa
JAPAN
CID000401
Gold
Eco-System Recycling Co., Ltd.
JAPAN
CID000425
Gold
FSE Novosibirsk Refinery
RUSSIAN FEDERATION
CID000493
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CHINA
CID000522
Gold
Guangdong Jinding Gold Limited
CHINA
CID002312
Gold
Heimerle + Meule GmbH
GERMANY
CID000694
Gold
Heraeus Ltd. Hong Kong
HONG KONG
CID000707
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
CID000711
Gold
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
CID000767
Gold
Hwasung CJ Co., Ltd.
KOREA, REPUBLIC OF
CID000778
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
CHINA
CID000801
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
CID000807
Gold
Istanbul Gold Refinery
TURKEY
CID000814
Gold
Japan Mint
JAPAN
CID000823
Gold
Jiangxi Copper Company Limited
CHINA
CID000855
Gold
Johnson Matthey Inc.
UNITED STATES
CID000920
Gold
Johnson Matthey Limited
CANADA
CID000924
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
CID000927
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
CID000929
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
CID000937



Attachment A

Gold
Kazzinc
KAZAKHSTAN
CID000957
Gold
Kennecott Utah Copper LLC
UNITED STATES
CID000969
Gold
Kojima Chemicals Co., Ltd
JAPAN
CID000981
Gold
Korea Metal Co., Ltd.
KOREA, REPUBLIC OF
CID000988
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
CID001029
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
CID001032
Gold
Lingbao Gold Company Limited
CHINA
CID001056
Gold
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
CHINA
CID001058
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
CID001078
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
CID001093
Gold
Materion
UNITED STATES
CID001113
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
CID001119
Gold
Metalor Technologies (Hong Kong) Ltd.
HONG KONG
CID001149
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
CID001152
Gold
Metalor Technologies SA
SWITZERLAND
CID001153
Gold
Metalor USA Refining Corporation
UNITED STATES
CID001157
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
MEXICO
CID001161
Gold
Mitsubishi Materials Corporation
JAPAN
CID001188
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
CID001193
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
CID001204
Gold
Nadir Metal Rafineri San. Ve Tic. A.?.
TURKEY
CID001220
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
CID001236
Gold
Nihon Material Co., Ltd.
JAPAN
CID001259
Gold
Ohio Precious Metals, LLC
UNITED STATES
CID001322
Gold
Ohura Precious Metal Industry Co., Ltd
JAPAN
CID001325
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
RUSSIAN FEDERATION
CID001326
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
CID001328
Gold
PAMP SA
SWITZERLAND
CID001352
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
CID001362
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
CID001386
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
CID001397
Gold
PX Précinox SA
SWITZERLAND
CID001498
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
CID001512
Gold
Royal Canadian Mint
CANADA
CID001534
Gold
Sabin Metal Corp.
UNITED STATES
CID001546
Gold
SAMWON METALS Corp.
KOREA, REPUBLIC OF
CID001562
Gold
Schone Edelmetaal
NETHERLANDS
CID001573
Gold
SEMPSA Joyería Platería SA
SPAIN
CID001585
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
CID001619
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
CID001622
Gold
So Accurate Group, Inc.
UNITED STATES
CID001754
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
CID001756
Gold
Solar Applied Materials Technology Corp.
TAIWAN
CID001761
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
CID001798



Attachment A

Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
CID001875
Gold
The Great Wall Gold and Silver Refinery of China
CHINA
CID001909
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
CID001916
Gold
Tokuriki Honten Co., Ltd
JAPAN
CID001938
Gold
Tongling nonferrous Metals Group Co.,Ltd
CHINA
CID001947
Gold
Torecom
KOREA, REPUBLIC OF
CID001955
Gold
Umicore Brasil Ltda.
BRAZIL
CID001977
Gold
Umicore Precious Metals Thailand
THAILAND
CID002314
Gold
Umicore SA Business Unit Precious Metals Refining
BELGIUM
CID001980
Gold
United Precious Metal Refining, Inc.
UNITED STATES
CID001993
Gold
Valcambi SA
SWITZERLAND
CID002003
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
CID002030
Gold
YAMAMOTO PRECIOUS METAL CO., LTD.
JAPAN
CID002100
Gold
Yokohama Metal Co., Ltd.
JAPAN
CID002129
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
CID000197
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
CID002224
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CHINA
CID002243
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
CID000211
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
CID000291
Tantalum
Duoluoshan
CHINA
CID000410
Tantalum
Exotech Inc.
UNITED STATES
CID000456
Tantalum
F&X Electro-Materials Ltd.
CHINA
CID000460
Tantalum
Global Advanced Metals Aizu
JAPAN
CID002558
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
CID002557
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
CID000616
Tantalum
H.C. Starck Co., Ltd.
THAILAND
CID002544
Tantalum
H.C. Starck GmbH Goslar
GERMANY
CID002545
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
CID002546
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
CID002547
Tantalum
H.C. Starck Inc.
UNITED STATES
CID002548
Tantalum
H.C. Starck Ltd.
JAPAN
CID002549
Tantalum
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002550
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
CID002492
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES
CID000731
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
CID000914
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
CID000917
Tantalum
KEMET Blue Metals
MEXICO
CID002539
Tantalum
KEMET Blue Powder
UNITED STATES
CID002568
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
CID000973
Tantalum
LSM Brasil S.A.
BRAZIL
CID001076
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
CID001163
Tantalum
Mineração Taboca S.A.
BRAZIL
CID001175
Tantalum
Mitsui Mining & Smelting
JAPAN
CID001192
Tantalum
Molycorp Silmet A.S.
ESTONIA
CID001200
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
CID001277
Tantalum
Plansee SE Liezen
AUSTRIA
CID002540



Attachment A

Tantalum
Plansee SE Reutte
AUSTRIA
CID002556
Tantalum
QuantumClean
UNITED STATES
CID001508
Tantalum
RFH Tantalum Smeltry Co., Ltd
CHINA
CID001522
Tantalum
Shanghai Jiangxi Metals Co. Ltd
CHINA
CID001634
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
CID001769
Tantalum
Taki Chemicals
JAPAN
CID001869
Tantalum
Telex Metals
UNITED STATES
CID001891
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
CID001969
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd
CHINA
CID002307
Tantalum
Zhuzhou Cement Carbide
CHINA
CID002232
Tin
Alpha
UNITED STATES
CID000292
Tin
Caridad
MEXICO
Unknown
Tin
CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda.
BRAZIL
Unknown
Tin
China Rare Metal Materials Company
CHINA
CID000244
Tin
China Tin Group Co., Ltd.
CHINA
CID001070
Tin
CNMC (Guangxi) PGMA Co. Ltd.
CHINA
CID000278
Tin
Cooper Santa
BRAZIL
CID000295
Tin
CV Gita Pesona
INDONESIA
CID000306
Tin
CV JusTindo
INDONESIA
CID000307
Tin
CV Makmur Jaya
INDONESIA
CID000308
Tin
CV Nurjanah
INDONESIA
CID000309
Tin
CV Serumpun Sebalai
INDONESIA
CID000313
Tin
CV United Smelting
INDONESIA
CID000315
Tin
Dowa
JAPAN
CID000402
Tin
EM Vinto
BOLIVIA
CID000438
Tin
Estanho de Rondônia S.A.
BRAZIL
CID000448
Tin
Feinhütte Halsbrücke GmbH
GERMANY
Unknown
Tin
Fenix Metals
POLAND
CID000468
Tin
Gebruder Kemper GMBH
Germany
Unknown
Tin
GEJIU GOLD SMELTER MINERALS CO.,LTD
CHINA
Unknown
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
CID000942
Tin
Gejiu Non-Ferrous Metal Processing Co. Ltd.
CHINA
CID000538
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Unknown
Tin
Gejiu Zi-Li
CHINA
CID000555
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
CID000760
Tin
Jiangxi Nanshan
CHINA
CID000864
Tin
Linwu Xianggui Smelter Co
CHINA
CID001063
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
CID002468
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
CID001105
Tin
Malaysia Smelting Corporation Berhad
MALAYSIA
Unknown
Tin
Materials Eco-Refining CO.,LTD
JAPAN
Unknown
Tin
Melt Metais e Ligas S/A
BRAZIL
CID002500
Tin
Metallo Chimique
BELGIUM
CID001143
Tin
Metalor USA Refining Corporation
UNITED STATES
Unknown
Tin
Mineração Taboca S.A.
BRAZIL
CID001173
Tin
Minsur
PERU
CID001182



Attachment A

Tin
Mitsubishi Materials Corporation
JAPAN
CID001191
Tin
Nathan Trotter & Co
UNITED STATES
Unknown
Tin
Novosibirsk Processing Plant Ltd.
RUSSIAN FEDERATION
CID001305
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
CID001314
Tin
Operaciones Metalurgical S.A.
BOLIVIA
CID001337
Tin
PT Alam Lestari Kencana
INDONESIA
CID001393
Tin
PT Artha Cipta Langgeng
INDONESIA
CID001399
Tin
PT Babel Inti Perkasa
INDONESIA
CID001402
Tin
PT Babel Surya Alam Lestari
INDONESIA
CID001406
Tin
PT Bangka Kudai Tin
INDONESIA
CID001409
Tin
PT Bangka Putra Karya
INDONESIA
CID001412
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
CID001416
Tin
PT Bangka Tin Industry
INDONESIA
CID001419
Tin
PT Belitung Industri Sejahtera
INDONESIA
CID001421
Tin
PT BilliTin Makmur Lestari
INDONESIA
CID001424
Tin
PT Bukit Timah
INDONESIA
CID001428
Tin
PT DS Jaya Abadi
INDONESIA
CID001434
Tin
PT Eunindo Usaha Mandiri
INDONESIA
CID001438
Tin
PT Fang Di MulTindo
INDONESIA
CID001442
Tin
PT HP Metals Indonesia
INDONESIA
CID001445
Tin
PT Inti Stania Prima
INDONESIA
CID002530
Tin
PT Karimun Mining
INDONESIA
CID001448
Tin
PT Koba Tin
INDONESIA
CID001449
Tin
PT Mitra Stania Prima
INDONESIA
CID001453
Tin
PT Panca Mega Persada
INDONESIA
CID001457
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
CID001486
Tin
PT Prima Timah Utama
INDONESIA
CID001458
Tin
PT Refined Bangka Tin
INDONESIA
CID001460
Tin
PT Sariwiguna Binasentosa
INDONESIA
CID001463
Tin
PT Seirama Tin investment
INDONESIA
CID001466
Tin
PT Stanindo Inti Perkasa
INDONESIA
CID001468
Tin
PT Sumber Jaya Indah
INDONESIA
CID001471
Tin
PT Tambang Timah
INDONESIA
CID001477
Tin
PT Timah (Persero), Tbk
INDONESIA
CID001482
Tin
PT Tinindo Inter Nusa
INDONESIA
CID001490
Tin
PT Tommy Utama
INDONESIA
CID001493
Tin
PT Wahana Perkit Jaya
INDONESIA
CID002479
Tin
PT Yinchendo Mining Industry
INDONESIA
CID001494
Tin
Rui Da Hung
TAIWAN
CID001539
Tin
Soft Metais, Ltda.
BRAZIL
CID001758
Tin
Thaisarco
THAILAND
CID001898
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
CID002036
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
CID002158
Tin
Yunnan Tin Group (Holding) Company Limited
CHINA
CID002180
Tungsten
A.L.M.T. Corp.
JAPAN
CID000004
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
CID002513



Attachment A

Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
CID000258
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
CID000345
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
CID000499
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
CID000875
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
CID002315
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
CID000868
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
CID002494
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
CID000568
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
CID000218
Tungsten
H.C. Starck GmbH
GERMANY
CID002541
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002542
Tungsten
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
CID000766
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
CID000769
Tungsten
Japan New Metals Co., Ltd.
JAPAN
CID000825
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
CID002321
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
CID002313
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
CID002318
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
CID002317
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
CID002316
Tungsten
Kennametal Fallon
UNITED STATES
CID000966
Tungsten
Kennametal Huntsville
UNITED STATES
CID000105
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
CID001889
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd
VIET NAM
CID002011
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
CID002044
Tungsten
Wolfram Company CJSC
RUSSIAN FEDERATION
CID002047
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
CID002320
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
CID002082
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
CID002095



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