Current Report Filing (8-k)
November 25 2020 - 4:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November
25, 2020
Mallard Acquisition Corp.
(Exact name of registrant as specified in its
charter)
Delaware
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001-39611
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84-4904992
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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19701 Bethel Church Road, Suite 302
Cornelius, NC 28031
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including
area code: (813) 407-0444
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Units, each consisting of one share of Common Stock and one Redeemable Warrant entitling the holder to purchase one-half of one share of Common Stock
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MACUU
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The NASDAQ Stock Market LLC
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Common Stock, par value $0.0001 per share
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MACU
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The NASDAQ Stock Market LLC
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Warrants, each exercisable for one-half share of Common Stock for $11.50 per whole share
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MACUW
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company þ
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
Separate Trading of Units, Common Stock and Warrants
On
November 25, 2020, Mallard Acquisition Corp. (the “Company”) announced that, commencing on November 27, 2020,
the holders of units issued in its initial public offering (the “Units”), each consisting of one share of common
stock of the Company, par value $0.0001 per share (the “Common Stock”), and one warrant of the Company (“Warrant”),
with each Warrant entitling the holder thereof to purchase one-half of one share of Common Stock for $11.50 per whole share, may
elect to separately trade the shares of Common Stock and Warrants included in the Units. The Units not separated will continue
to trade on the Nasdaq Capital Market under the symbol “MACUU.” The shares of Common Stock and the Warrants are expected
to trade on the Nasdaq Capital Market under the symbols “MACU” and “MACUW,” respectively. Holders of Units
will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s transfer agent,
in order to separate the Units into shares of Common Stock and Warrants.
Item 9.01. Financial Statements and Exhibits.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Mallard Acquisition Corp.
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By:
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/s/ P. Jeffrey Leck
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Name:
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P. Jeffrey Leck
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Title:
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Chief Executive Officer, President and Director
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Dated: November 25, 2020
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