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CUSIP No. 53222Q103
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Page
5
of 7 Pages
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This Amendment No. 9 to the joint statement on Schedule 13D with respect to the common
stock, $0.01 par value (the Common Stock), of Lifetime Brands, Inc., a Delaware corporation (the Issuer), filed by the Reporting Persons (as defined below) on December 16, 2013, as amended by Amendment
No. 1 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on October 3, 2014, as amended by Amendment No. 2 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on March 23,
2015, as amended by Amendment No. 3 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on June 2, 2015, as amended by Amendment No. 4 on Schedule 13D with respect to the Common Stock filed by the Reporting
Persons on September 16, 2015, as amended by Amendment No. 5 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on March 14, 2017, as amended by Amendment No. 6 on Schedule 13D with respect to the
Common Stock filed by the Reporting Persons on March 14, 2017, as amended by Amendment No. 7 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on March 12, 2018, and as amended by Amendment No. 8 on
Schedule 13D with respect to the Common Stock filed by the Reporting Persons on October 16, 2020 (such joint statement, as so amended and as amended herein, the Schedule 13D), amends the Schedule 13D as follows:
1. Paragraph (c) of Item 5 of the Schedule 13D shall hereby be amended and restated in full as follows:
(c) Except as otherwise described in this Schedule 13D, no Reporting Person, effected any transaction in shares of the Common
Stock during the period (the Reporting Period) from October 16, 2020 (the date of the filing of Amendment No. 8 to the Schedule 13D) to November 13, 2020.
During the Reporting Period, the Fund sold the standard American-style, exchange-traded call options and put options described
in Item 6, which is incorporated by reference into this Item 5(c).
2. Item 6 of the Schedule 13D shall hereby be amended by inserting the following at its
beginning :
The table below lists the standard American-style, exchange-traded call options (Call Options) sold by the
Fund during the Reporting Period, all of which are outstanding as of November 13, 2020. Each of the below listed transactions was conducted in the ordinary course of business on the open market for cash, and the sale prices do not reflect
brokerage commissions paid.
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Date of Sale
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Value per
Underlying
Share at
which Call
Options were
Sold ($)
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Shares
Underlying
Call Options
(100s)
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Call Options
Strike Price
per Share ($)
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Call Options
Expiration
Date
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10/23/2020
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$
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0.8000
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700
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$
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15.00
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5/21/2021
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10/26/2020
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$
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1.0000
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1
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$
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15.00
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5/21/2021
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10/27/2020
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$
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1.0000
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1,000
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$
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15.00
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5/21/2021
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11/11/2020
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$
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0.9544
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911
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$
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15.00
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5/21/2021
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11/12/2020
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$
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0.9000
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337
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$
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15.00
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5/21/2021
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11/13/2020
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$
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0.9009
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524
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$
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15.00
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5/21/2021
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