If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of
§§240.13d-1(e),
240.13d-1(f)
or
240.13d-1(g),
check the following box. ☐
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
CUSIP No. 528872302
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Invus, L.P.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Bermuda
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
35,402,689
|
|
(8)
|
|
Shared Voting Power
3,516,214
|
|
(9)
|
|
Sole Dispositive Power
35,402,689
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
38,918,903
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
36.8%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
PN
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
2
CUSIP No. 528872302
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Invus Advisors, L.L.C.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
35,402,689
|
|
(8)
|
|
Shared Voting Power
3,516,214
|
|
(9)
|
|
Sole Dispositive Power
35,402,689
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
38,918,903
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
36.8%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form 10-Q filed by the Issuer on May 3, 2018.
|
3
CUSIP No. 528872302
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(1)
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|
Names of
Reporting Persons.
Invus Public Equities, L.P.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Bermuda
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
0
|
|
(8)
|
|
Shared Voting Power
3,516,214
|
|
(9)
|
|
Sole Dispositive Power
3,516,214
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,516,214
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
3.3%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
PN
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form 10-Q filed by the Issuer on May 3, 2018.
|
4
CUSIP No. 528872302
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Invus Public Equities Advisors, LLC
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
0
|
|
(8)
|
|
Shared Voting Power
3,516,214
|
|
(9)
|
|
Sole Dispositive Power
3,516,214
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,516,214
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
3.3%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form 10-Q filed by the Issuer on May 3, 2018.
|
5
CUSIP No. 528872302
|
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|
|
(1)
|
|
Names of
Reporting Persons.
Artal International S.C.A.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Luxembourg
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
60,240,864
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
60,240,864
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
60,240,864
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
56.9%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
6
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Artal International Management S.A.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Luxembourg
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
60,240,864
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
60,240,864
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
60,240,864
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by
Amount in Row (11)
56.9%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
7
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Artal Group S.A.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Luxembourg
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
60,240,864
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
60,240,864
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
60,240,864
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by
Amount in Row (11)
56.9%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
8
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Westend S.A.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC use only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Luxembourg
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
60,240,864
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
60,240,864
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
60,240,864
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by
Amount in Row (11)
56.9%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
9
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Stichting Administratiekantoor Westend
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
The Netherlands
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
60,240,864
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
60,240,864
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
60,240,864
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by
Amount in Row (11)
56.9%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
10
CUSIP No. 528872302
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Mr. Pascal Minne
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Belgium
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
60,240,864
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
60,240,864
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
60,240,864
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
56.9%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
IN
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
11
CUSIP No. 528872302
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Invus C.V.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
The Netherlands
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
4,321,214
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
4,321,214
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,321,214
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
4.1%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
PN
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form
10-Q
filed by the Issuer on May 3,
2018.
|
12
CUSIP No. 528872302
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Ulys, L.LC.
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Delaware
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
4,321,214
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
4,321,214
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,321,214
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
4.1%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
OO
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form 10-Q filed by the Issuer on May 3, 2018.
|
13
CUSIP No. 528872302
|
|
|
|
|
|
|
(1)
|
|
Names of
Reporting Persons.
Mr. Raymond Debbane
|
(2)
|
|
Check the Appropriate Box if a Member
of a Group (See Instructions)
(a) ☐ (b) ☐
|
(3)
|
|
SEC Use Only
|
(4)
|
|
Source of Funds (See Instructions)
OO
|
(5)
|
|
Check if Disclosure of Legal
Proceedings Is Required Pursuant to Items 2(d) or 2(e)
|
(6)
|
|
Citizenship or Place of
Organization
Panama
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
|
|
(7)
|
|
Sole Voting Power
4,356,494
|
|
(8)
|
|
Shared Voting Power
0
|
|
(9)
|
|
Sole Dispositive Power
4,356,494
|
|
(10)
|
|
Shared Dispositive Power
0
|
(11)
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person
4,356,494
|
(12)
|
|
Check if the Aggregate Amount in Row
(11) Excludes Certain Shares (See Instructions)
|
(13)
|
|
Percent of Class Represented by Amount
in Row (11)
4.1%*
|
(14)
|
|
Type of Reporting Person (See
Instructions)
IN
|
*
|
Based on 105,831,868 shares of Issuer Common Stock outstanding as of April 30, 2018, as disclosed in the Quarterly Report on Form 10-Q filed by the Issuer on May 3, 2018.
|
14
CUSIP No. 528872302
This Amendment No. 14 hereby amends and supplements the statement of beneficial ownership on Schedule 13D, relating to the common stock,
$0.001 par value per share (the
Issuer Common Stock
), of Lexicon Pharmaceuticals, Inc., a Delaware corporation (the
Issuer
or
Lexicon
), initially filed on June 27, 2007, as amended by
Amendment No. 1 thereto filed on August 24, 2007, Amendment No. 2 thereto filed on August 29, 2007, Amendment No. 3 thereto filed on October 8, 2009, Amendment No. 4 thereto filed on October 15, 2009,
Amendment No. 5 thereto filed on March 19, 2010, Amendment No. 6 thereto filed on August 15, 2011, Amendment No. 7 thereto filed on November 14, 2011, Amendment No. 8 thereto filed on December 27, 2011,
Amendment No. 9 thereto filed on February 24, 2012, Amendment No. 10 thereto filed on April 10, 2012, Amendment No. 11 thereto filed on October 26, 2012, Amendment No. 12 thereto filed on November 26, 2014 and
Amendment No. 13 thereto filed on June 4, 2018 (as so amended, the
Statement
). All capitalized terms not otherwise defined herein have the meaning assigned to them in the Statement.
Item 5.
|
Interest in Securities of the Issuer
|
Item 5(a), Item 5(b) and Item 5(c) of the
Statement is each hereby amended and restated in its entirety as follows:
(a)-(b) As of June 28, 2018, Invus Public Equities, L.P.
was the record and beneficial owner of 3,516,214 shares of Issuer Common Stock, representing approximately 3.3% of the outstanding shares of Issuer Common Stock. Invus Public Equities Advisors, LLC, as the general partner of Invus Public Equities,
L.P., controls Invus Public Equities, L.P. and accordingly may be deemed to beneficially own the shares of Issuer Common Stock held by Invus Public Equities, L.P. Invus Public Equities Advisors, LLC disclaims such beneficial ownership.
As of June 28, 2018, Invus, L.P. was the record owner of 35,402,689 shares of Issuer Common Stock and the beneficial owner of 38,918,903
shares of Issuer Common Stock, representing approximately 33.5% and approximately 36.8% of the outstanding shares of Issuer Common Stock, respectively. Invus Advisors, L.L.C., as the general partner of Invus, L.P., controls Invus, L.P. and,
accordingly, may be deemed to beneficially own the shares of Issuer Common Stock held by Invus, L.P. Invus Advisors, L.L.C. disclaims such beneficial ownership.
As of June 28, 2018, Artal International S.C.A. was the record owner of 21,321,961 shares of Issuer Common Stock and the beneficial owner
of 60,240,864 shares of Issuer Common Stock, representing approximately 20.2% and approximately 56.9% of the outstanding shares of Issuer Common Stock, respectively. Artal International S.C.A., as the managing member of each of Invus Public Equities
Advisors, LLC and Invus Advisors, L.L.C., controls each of these two entities and, accordingly, may be deemed to beneficially own the shares of Issuer Common Stock they may be deemed to beneficially own. Artal International Management S.A., as the
managing partner of Artal International S.C.A., controls Artal International S.C.A. and, accordingly, may be deemed to beneficially own the shares of Issuer Common Stock that Artal International S.C.A. may be deemed to beneficially own. Artal Group
S.A., as the sole stockholder of Artal International Management S.A., controls Artal International Management S.A. and, accordingly, may be deemed to beneficially own the shares of Issuer Common Stock that Artal International Management S.A. may be
deemed to beneficially own. Westend, as the sole stockholder of Artal Group S.A., controls Artal Group S.A. and, accordingly, may be deemed to beneficially own the shares of Issuer Common Stock that Artal Group S.A. may be deemed to beneficially
own. The Stichting, as the sole stockholder of Westend, controls Westend and, accordingly, may be deemed to beneficially own the shares of Issuer Common Stock that Westend may be deemed to beneficially own. Mr. Minne, as the sole member of the
board of the Stichting, controls the Stichting and, accordingly, may be deemed to beneficially own the shares of Issuer Common Stock that Stichting may be deemed to beneficially own. Each of Artal International S.C.A., Artal International Management
S.A., Artal Group S.A., Westend, The Stichting and Mr. Minne disclaims such beneficial ownership.
As of June 28, 2018, Invus
C.V. was the record and beneficial owner of 4,321,214 shares of Issuer Common Stock, representing approximately 4.1% of the outstanding shares of Issuer Common Stock.
Ulys, L.L.C., as the general partner of Invus C.V., controls Invus C.V. and, accordingly, may be deemed to beneficially own the shares of
Issuer Common Stock held by Invus C.V. Ulys, L.L.C. disclaims such beneficial ownership. As the sole member of Ulys, L.L.C., Mr. Raymond Debbane controls Ulys, L.L.C. and, accordingly, may be deemed to beneficially own the shares of Issuer
Common Stock that Ulys, L.L.C. may be deemed to beneficially own. Mr. Debbane disclaims such beneficial ownership.
As of
June 28, 2018, Mr. Debbane individually beneficially owns 12,902 shares of Issuer Common Stock and 22,378 shares of Issuer Common Stock issuable pursuant to options that are exercisable within 60 days of June 28, 2018.
As of June 28, 2018, collectively, the Reporting Persons beneficially owned 64,597,358 shares of Issuer Common Stock, representing
approximately 61.0% of the outstanding shares of Issuer Common Stock.
15
CUSIP No. 528872302
Except for Messrs. Amouyal, Debbane, Guimarães, Minne and Sobecki, none of the individuals listed in Item 2 or Schedule I of the
Statement beneficially owns any shares of Issuer Common Stock. Mr. Amouyal beneficially owns 12,902 shares of Issuer Common Stock and 22,378 shares of Issuer Common Stock issuable pursuant to options that are exercisable within 60 days of
June 28, 2018. Mr. Guimarães beneficially owns 714 shares of Issuer Common Stock. Mr. Sobecki beneficially owns 13,044 shares of Issuer Common Stock and 22,378 shares of Issuer Common Stock issuable pursuant to options that are
exercisable within 60 days of June 28, 2018. For each of Messrs. Amouyal, Guimarães and Sobecki, shares of Issuer Common Stock beneficially owned by them represent less than 1% of the number of outstanding shares of Issuer Common Stock.
(c) Except as set forth below or as otherwise described in the Statement, there have been no transactions in shares of Issuer Common
Stock by any of the Reporting Persons or by any individuals or entities named in Item 2 of the Statement during the 60 days prior to June 28, 2018.
The following table sets forth all transactions in shares of Issuer Common Stock by the Reporting Persons in the 60 days prior to
June 28, 2018. All prices per share exclude commissions. All transactions were open market brokered transactions.
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Type of Transaction
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Date of Transaction
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Total Shares Purchased
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Average Price Per Share
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Purchase
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May 25, 2018
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|
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138,700
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|
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$
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9.6249
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Purchase
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|
May 29, 2018
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|
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147,339
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|
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$
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9.8441
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|
Purchase
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|
May 30, 2018
|
|
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147,339
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|
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$
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10.3233
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Purchase
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|
May 31, 2018
|
|
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147,339
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|
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$
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11.6198
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Purchase
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|
June 1, 2018
|
|
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147,339
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|
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$
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12.2170
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Purchase
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|
June 4, 2018
|
|
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121,803
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$
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12.2376
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Purchase
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|
June 5, 2018
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173,121
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|
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$
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12.4548
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Purchase
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|
June 6, 2018
|
|
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95,079
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|
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$
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12.5829
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Purchase
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|
June 7, 2018
|
|
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57,439
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|
|
$
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12.9269
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Purchase
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|
June 8, 2018
|
|
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29,747
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|
|
$
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12.8896
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Purchase
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|
June 11, 2018
|
|
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98,626
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|
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$
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12.7497
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|
Purchase
|
|
June 12, 2018
|
|
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107,023
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|
|
$
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12.8313
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Purchase
|
|
June 14, 2018
|
|
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9,200
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|
|
$
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12.6589
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|
Purchase
|
|
June 18, 2018
|
|
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36,584
|
|
|
$
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13.0641
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Purchase
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|
June 19, 2018
|
|
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8,982
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|
|
$
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13.4512
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|
Purchase
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|
June 20, 2018
|
|
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12,391
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|
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$
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13.2849
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Purchase
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|
June 21, 2018
|
|
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51,600
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|
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$
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13.2677
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|
Purchase
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|
June 22, 2018
|
|
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25,461
|
|
|
$
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13.3573
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|
Purchase
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|
June 25, 2018
|
|
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228,264
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|
|
$
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12.9459
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|
Purchase
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|
June 27, 2018
|
|
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125,114
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|
|
$
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12.5361
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Purchase
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|
June 28, 2018
|
|
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57,724
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|
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$
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12.4547
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16
CUSIP No. 528872302
SIGNATURE
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
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INVUS, L.P.
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By: INVUS ADVISORS, L.L.C., its general partner
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By:
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/s/ Raymond Debbane
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Name:
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Raymond Debbane
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Title:
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President
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INVUS PUBLIC EQUITIES, L.P.
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By: INVUS PUBLIC EQUITIES ADVISORS, LLC, its general partner
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|
|
By:
|
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/s/ Raymond Debbane
|
Name:
|
|
Raymond Debbane
|
Title:
|
|
President
|
|
INVUS ADVISORS, L.L.C.
|
|
|
By:
|
|
/s/ Raymond Debbane
|
Name:
|
|
Raymond Debbane
|
Title:
|
|
President
|
|
INVUS PUBLIC EQUITIES ADVISORS, LLC
|
|
|
By:
|
|
/s/ Raymond Debbane
|
Name:
|
|
Raymond Debbane
|
Title:
|
|
President
|
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ARTAL INTERNATIONAL S.C.A.
|
By: ARTAL INTERNATIONAL MANAGEMENT S.A., its general partner
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|
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By:
|
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/s/ Anne Goffard
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Name:
|
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Anne Goffard
|
Title:
|
|
Managing Director
|
|
ARTAL INTERNATIONAL MANAGEMENT S.A.
|
|
|
By:
|
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/s/ Anne Goffard
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Name:
|
|
Anne Goffard
|
Title:
|
|
Managing Director
|
|
ARTAL GROUP S.A.
|
|
|
By:
|
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/s/ Anne Goffard
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Name:
|
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Anne Goffard
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Title:
|
|
Authorized Person
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17
CUSIP No. 528872302
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WESTEND S.A.
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|
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By:
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/s/ Pascal Minne
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Name:
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Pascal Minne
|
Title:
|
|
Director
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|
STICHTING ADMINISTRATIEKANTOOR WESTEND
|
|
|
By:
|
|
/s/ Pascal Minne
|
Name:
|
|
Pascal Minne
|
Title:
|
|
Sole Member of the Board
|
|
PASCAL MINNE
|
|
|
By:
|
|
/s/ Pascal Minne
|
|
INVUS C.V.
|
By: ULYS, L.L.C., its general partner
|
|
|
By:
|
|
/s/ Raymond Debbane
|
Name:
|
|
Raymond Debbane
|
Title:
|
|
President
|
|
ULYS, L.L.C.
|
|
|
By:
|
|
/s/ Raymond Debbane
|
Name:
|
|
Raymond Debbane
|
Title:
|
|
President
|
|
RAYMOND DEBBANE
|
|
|
By:
|
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/s/ Raymond Debbane
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Dated: June 28, 2018
18