- Filing of certain prospectuses and communications in connection with business combination transactions (425)
May 16 2011 - 4:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): May 16, 2011
GigOptix, Inc.
(Exact name of Registrant as Specified in its Charter)
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Delaware
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333-153362
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26-2439072
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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2300 Geng Road, Suite 250, Palo Alto, CA
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94303
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (650) 424-1937
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2-(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02.
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Results of Operations and Financial Condition.
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The following information is intended to be furnished under Item 2.02 of Form 8-K, Results of Operations and Financial Condition. This information shall not be deemed filed
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
On May 16, 2011, GigOptix, Inc. (the Company) issued a press
release announcing its financial results for the three months ended April 3, 2011. The full text of the press release is furnished as Exhibit 99.1 and is incorporated herein by reference.
Item 8.01.
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Financial Statements and Exhibits.
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On
May 16, 2011, an updated PowerPoint presentation has been posted on GigOptixs website to include updated financial numbers to the original PowerPoint presentation posted on February 7, 2011 that detailed the rationale, motivation and
prospects of the merger of GigOptix and Endwave. A copy of the updated PowerPoint presentation is filed as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01.
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Financial Statements and Exhibits.
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(d)
Exhibits.
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99.1
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Press release dated May16, 2011.
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99.2
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PowerPoint presentation posted on May 16, 2011.
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Important Additional Information
In connection with the proposed transaction, GigOptix
filed with the Securities and Exchange Commission (the SEC), and the SEC declared effective on May 13, 2011, a Registration Statement on Form S-4 that includes a proxy statement of Endwave and a prospectus of GigOptix. The
definitive proxy statement/prospectus has been mailed to stockholders of Endwave. GigOptix and Endwave urge investors and security holders to read the proxy statement/prospectus regarding the proposed transaction because it will contain important
information about the proposed transaction. You may obtain a free copy of the proxy statement/prospectus and other related documents filed by GigOptix and Endwave with the SEC at the SECs web site at www.sec.gov. The proxy statement/prospectus
and other documents filed by GigOptix or Endwave with the SEC relating to the proposed transaction may also be obtained for free by accessing GigOptixs web site at www.gigoptix.com by clicking on the link for Investor, then
clicking on the link for SEC Filings, or by accessing Endwaves web site at www.endwave.com and clicking on the Company link and then clicking on the link for SEC Filings underneath the heading Investor
Relations.
Participants in the Merger
GigOptix, Endwave and their respective directors, executive officers and certain other members of management and employees may be deemed to be participants in the solicitation of proxies from Endwave
stockholders in connection with the proposed transaction. Information regarding the persons who may, under the rules of the SEC, be considered participants in the solicitation of Endwave stockholders in connection with the proposed transaction,
including the interests of such participants in the proposed transaction, will be set forth in the definitive proxy statement/prospectus. You can find information about GigOptixs executive officers and directors in GigOptixs definitive
proxy statement filed with the SEC on October 28, 2010. You can find information about Endwaves executive officers and directors in Endwaves definitive proxy statement filed with the SEC on June 11, 2010. You can obtain free
copies of these documents from the sources indicated above. You may obtain additional information regarding the direct and indirect interests of GigOptix, Endwave and their respective executive officers and directors in the merger by reading the
definitive proxy statement/prospectus regarding the merger.
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunder duly authorized.
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GIGOPTIX, INC.
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By:
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/s/ Dr. Avi Katz
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Dr. Avi Katz
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Chief Executive Officer
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Date: May 16, 2011
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