Statement of Changes in Beneficial Ownership (4)
October 29 2021 - 06:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Antonoplos Michael
J. |
2. Issuer Name and Ticker or Trading
Symbol DATASEA INC. [ DTSS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
|
(Last)
(First)
(Middle)
20TH FLOOR, TOWER B, GUORUI PLAZA, 1 RONGHUA SOUTH RD,
TECH. DEV. ZONE |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/10/2021
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|
(Street)
BEIJING, F4 100176
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
9/10/2021 |
|
A |
|
2631 (1) |
A |
$0 |
4477 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
On September 10, 2021, the
reporting person was granted 2,631 shares of the Issuer's common
stock (the "Shares") under the Issuer's 2018 Equity Incentive Plan,
vesting immediately with an agreement between the reporting person
and the Issuer that the reporting person shall not dispose, sell or
transfer the Shares for at least six months plus one day following
the date of grant. The Shares were granted as the reporting
person's compensation for serving as the Issuer's director during
the period from April 1, 2021 to July 1, 2021 based on a
compensation arrangement between the reporting person and the
Issuer pursuant to which the reporting person shall receive a
monthly compensation of $3,000, of which $1,500 shall be payable in
the Issuer's common stock on a quarterly basis. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Antonoplos Michael J.
20TH FLOOR, TOWER B, GUORUI PLAZA
1 RONGHUA SOUTH RD, TECH. DEV. ZONE
BEIJING, F4 100176 |
X |
|
|
|
Signatures
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|
By: /s/ Michael J. Antonoplos |
|
10/29/2021 |
| **Signature of
Reporting Person |
Date |
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