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CUSIP No.
14316J108
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13D
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Page
3
of 4 pages
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This Amendment No. 5 to Schedule 13D (Amendment No. 5) amends
and supplements the Schedule 13D originally filed with the United States Securities and Exchange Commission (SEC) on January 10, 2020 and amended on February 25, 2020, May 11, 2020, July 6, 2020 and
November 17, 2020 (as amended to date, the Schedule 13D), relating to the common stock, par value $0.01 per share (the Common Stock), of The Carlyle Group Inc., a Delaware corporation (the
Issuer). Capitalized terms used herein without definition shall have the meaning set forth in the Schedule 13D.
The Reporting Person
may be deemed to be the beneficial owner of shares of Common Stock underlying Proxies that it holds. As of December 31, 2020, the Reporting Person held Proxies with respect to 204,199,217 shares of Common Stock. This change in the number of
shares of Common Stock underlying the Proxies represents a change in the Reporting Persons beneficial ownership of 1% or more since the last amendment to the Schedule 13D filed by the Reporting Person and therefore, the Reporting Person is
filing this Amendment No. 5.
Item 5.
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Interest in Securities of the Issuer.
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Items 5(a)-(b) of the Schedule 13D are hereby amended and restated in their entirety as follows:
(a) (b)
The following sets forth, as of
December 31, 2020, the aggregate number of shares of Common Stock and percentage of shares of Common Stock beneficially owned by the Reporting Person, as well as the number of shares of Common Stock as to which the Reporting Person has the sole
power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition of, as of December 31, 2020, based on 353,520,576
shares of Common Stock outstanding as of December 31, 2020.
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Reporting Person
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Amount
beneficially
owned
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Percent
of class
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Sole power to
vote or to
direct the vote
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Shared
power to
vote or to
direct the vote
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Sole power
to dispose or
to direct the
disposition
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Shared
power to
dispose or
to direct the
disposition
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Carlyle Group Management L.L.C.
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204,199,217
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57.8
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%
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204,199,217
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0
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17,000
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0
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The Reporting Person directly holds 17,000 shares of Common Stock, and may be deemed to have sole voting power over
204,199,217 shares of Common Stock (including the shares underlying the Proxies).