Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
January 23 2023 - 05:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the Month of January 2023
Commission File Number: 001-38547
Autolus Therapeutics plc
(Translation of registrant’s name into English)
The MediaWorks
191 Wood Lane
London W12 7FP
United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F:
x Form 20-F ☐ Form
40-F
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule
101(b)(7): ☐
INCORPORATION BY REFERENCE
This Report on Form 6-K (the “Report”), excluding Exhibit 99.1 to
this Report, shall be deemed to be incorporated by reference into
the registration statements on Form F-3 (File No. 333-258556), Form
F-3 (File No. 333-264304), Form F-3 (File No. 333-264650) and Form
S-8 (File No. 333-226457) of Autolus Therapeutics plc (including
any prospectuses forming a part of such registration statements)
and to be a part thereof from the date on which this Report is
furnished, to the extent not superseded by documents or reports
subsequently filed or furnished.
INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K
On January 20, 2023, John H. Johnson, the chair of the Board of
Directors (the “Board”) of Autolus Therapeutics plc (the
“Company”), notified the Company of his intention not to stand for
re-election at the Company’s 2023 Annual General Meeting of
Shareholders. Mr. Johnson has indicated that this decision was not
the result of any disagreement with the Company’s management or
Board.
On January 20, 2023, Dr. Jay T. Backstrom, a non-executive director
of the Company, notified the Company of his intention to resign
from the Board effective February 28, 2023. Dr. Backstrom has
indicated that this decision was not the result of any disagreement
with the Company’s management or Board.
On January 20, 2023, the Company issued a press release announcing
the aforementioned changes to the Board, which is furnished as
Exhibit 99.1 to this Report
EXHIBIT INDEX
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Exhibit
No. |
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Description |
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Press release dated January 20, 2023 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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Autolus Therapeutics plc |
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Date: |
January 23, 2023 |
By: |
/s/ Christian Itin |
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Name |
Christian Itin, Ph.D. |
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Title: |
Chief Executive Officer |
Autolus Therapeutics (NASDAQ:AUTL)
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