Amended Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k/a)
November 21 2022 - 04:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K/A
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the Month of November 2022
Commission File Number: 001-38547
Autolus Therapeutics plc
(Translation of registrant’s name into English)
The MediaWorks
191 Wood Lane
London W12 7FP
United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F:
x Form 20-F ☐ Form
40-F
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule
101(b)(7): ☐
EXPLANATORY NOTE
This Report on Form 6-K/A (the “Amendment”) amends the Report on
Form 6-K of Autolus Therapeutics plc (the “Company”), originally
furnished by the Company to the Securities and Exchange Commission
on November 3, 2022 (the “Initial Report”). The sole purpose for
filing this Amendment is to correct a typographical error in the
Management’s Discussion and Analysis of Financial Condition and
Results of Operations for the Three Months and Nine Months Ended
September 30, 2022 (the “MD&A”) that was attached as Exhibit
99.2 to the Original Report. On pages 6 and 8 of the MD&A, a
correction was made to the tables under the headings “Comparison of
Three Months Ended September 30, 2022 and 2021” and “Comparison of
Nine Months Ended September 30, 2022 and 2021” respectively to add
in the line item “other (expense) income, net” above the line item
“interest income”. The resulting calculation of the line item
“total other (expense) income, net” remains unchanged. This
Amendment is filed solely to correct this typographical error and
to file a corrected version of the MD&A herewith as Exhibit
99.2.
No changes to the other information furnished with the Original
Report have been made and, for the avoidance of doubt, such
exhibits remain incorporated by reference into the Company’s
Registration Statements on Form S-8 (File No. 333-226457), Form F-3
(File No. 333-258556), Form F-3 (File No. 333-264304), and Form F-3
(File No. 333-264650).
EXHIBIT INDEX
|
|
|
|
|
|
|
|
|
|
|
|
Exhibit
No. |
|
Description |
|
|
|
|
|
|
|
Management’s Discussion and Analysis of Financial Condition and
Results of Operations for the Three and Nine Months Ended September
30, 2022 |
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Autolus Therapeutics plc |
|
|
|
|
Date: |
November 21, 2022 |
By: |
/s/ Christian Itin |
|
|
|
Name |
Christian Itin, Ph.D. |
|
|
|
Title: |
Chief Executive Officer |
Autolus Therapeutics (NASDAQ:AUTL)
Historical Stock Chart
From Feb 2023 to Mar 2023
Autolus Therapeutics (NASDAQ:AUTL)
Historical Stock Chart
From Mar 2022 to Mar 2023